Filed: 5/3/2023ACC: 0001765380-23-000075
📋 What this filing means
COMPASS FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 123 equity positions with a total reported market value of $78.87M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
123
Positions
$78.87M
Total AUM (reported)
1.34M
Total Shares
Allocation by class
COM$45.45M57.6%
CL A$4.97M6.3%
TOTAL STK MKT$4.14M5.3%
COM CL A$1.84M2.3%
COM NEW$1.84M2.3%
SHRT TRM CORP BD$1.47M1.9%
TR UNIT$1.35M1.7%
Portfolio Concentration
Top 3$10.08M12.8%
4–10$11.21M14.2%
11–25$16.87M21.4%
Rest$40.70M51.6%
Top 3 weight
12.8%
Top 10 weight
27.0%
Voting Authority Distribution
Total shares with voting rights: 1.34M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.34M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole123
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings123
Rows:
VANGUARD INDEX FDS
SOLEShares20.30K
TypeSH
Market value$4.14M
5.25%
Sole
0.00
Shared
0.00
None
20.30K
APPLE INC
SOLEShares21.49K
TypeSH
Market value$3.54M
4.49%
Sole
0.00
Shared
0.00
None
21.49K
JPMORGAN CHASE & CO
SOLEShares18.40K
TypeSH
Market value$2.40M
3.04%
Sole
0.00
Shared
0.00
None
18.40K
NVIDIA CORPORATION
SOLEShares7.25K
TypeSH
Market value$2.01M
2.55%
Sole
0.00
Shared
0.00
None
7.25K
MICROSOFT CORP
SOLEShares6.64K
TypeSH
Market value$1.91M
2.43%
Sole
0.00
Shared
0.00
None
6.64K
EXXON MOBIL CORP
SOLEShares15K
TypeSH
Market value$1.64M
2.09%
Sole
0.00
Shared
0.00
None
15K
VANGUARD SCOTTSDALE FDS
SOLEShares19.28K
TypeSH
Market value$1.47M
1.86%
Sole
0.00
Shared
0.00
None
19.28K
EATON VANCE LTD DURATION INC
SOLEShares143.40K
TypeSH
Market value$1.41M
1.79%
Sole
0.00
Shared
0.00
None
143.40K
JOHNSON & JOHNSON
SOLEShares9.06K
TypeSH
Market value$1.40M
1.78%
Sole
0.00
Shared
0.00
None
9.06K
SPDR S&P 500 ETF TR
SOLEShares3.31K
TypeSH
Market value$1.35M
1.72%
Sole
0.00
Shared
0.00
None
3.31K
BRISTOL-MYERS SQUIBB CO
SOLEShares19.41K
TypeSH
Market value$1.35M
1.71%
Sole
0.00
Shared
0.00
None
19.41K
AMAZON COM INC
SOLEShares12.59K
TypeSH
Market value$1.30M
1.65%
Sole
0.00
Shared
0.00
None
12.59K
CHEVRON CORP NEW
SOLEShares7.70K
TypeSH
Market value$1.26M
1.59%
Sole
0.00
Shared
0.00
None
7.70K
SPDR SER TR
SOLEShares29.35K
TypeSH
Market value$1.20M
1.52%
Sole
0.00
Shared
0.00
None
29.35K
META PLATFORMS INC
SOLEShares5.61K
TypeSH
Market value$1.19M
1.51%
Sole
0.00
Shared
0.00
None
5.61K
MCKESSON CORP
SOLEShares3.24K
TypeSH
Market value$1.15M
1.46%
Sole
0.00
Shared
0.00
None
3.24K
INVESCO ACTIVELY MANAGED ETF
SOLEShares22.43K
TypeSH
Market value$1.11M
1.41%
Sole
0.00
Shared
0.00
None
22.43K
SPDR SER TR
SOLEShares19.88K
TypeSH
Market value$1.10M
1.40%
Sole
0.00
Shared
0.00
None
19.88K
VANGUARD WORLD FDS
SOLEShares2.80K
TypeSH
Market value$1.08M
1.37%
Sole
0.00
Shared
0.00
None
2.80K
HUNT J B TRANS SVCS INC
SOLEShares6.05K
TypeSH
Market value$1.06M
1.35%
Sole
0.00
Shared
0.00
None
6.05K
INTEL CORP
SOLEShares32.27K
TypeSH
Market value$1.05M
1.34%
Sole
0.00
Shared
0.00
None
32.27K
SALESFORCE INC
SOLEShares5.20K
TypeSH
Market value$1.04M
1.32%
Sole
0.00
Shared
0.00
None
5.20K
EXACT SCIENCES CORP
SOLEShares14.97K
TypeSH
Market value$1.01M
1.29%
Sole
0.00
Shared
0.00
None
14.97K
ALPHABET INC
SOLEShares9.57K
TypeSH
Market value$995.8K
1.26%
Sole
0.00
Shared
0.00
None
9.57K
NUVEEN PFD & INCOME SECS FD
SOLEShares150.17K
TypeSH
Market value$970.1K
1.23%
Sole
0.00
Shared
0.00
None
150.17K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 20.30K | SH | $4.14M 5.25% | 0.00 | 0.00 | 20.30K |
APPLE INCSOLE | COM | 21.49K | SH | $3.54M 4.49% | 0.00 | 0.00 | 21.49K |
JPMORGAN CHASE & COSOLE | COM | 18.40K | SH | $2.40M 3.04% | 0.00 | 0.00 | 18.40K |
NVIDIA CORPORATIONSOLE | COM | 7.25K | SH | $2.01M 2.55% | 0.00 | 0.00 | 7.25K |
MICROSOFT CORPSOLE | COM | 6.64K | SH | $1.91M 2.43% | 0.00 | 0.00 | 6.64K |
EXXON MOBIL CORPSOLE | COM | 15K | SH | $1.64M 2.09% | 0.00 | 0.00 | 15K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 19.28K | SH | $1.47M 1.86% | 0.00 | 0.00 | 19.28K |
EATON VANCE LTD DURATION INCSOLE | COM | 143.40K | SH | $1.41M 1.79% | 0.00 | 0.00 | 143.40K |
JOHNSON & JOHNSONSOLE | COM | 9.06K | SH | $1.40M 1.78% | 0.00 | 0.00 | 9.06K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 3.31K | SH | $1.35M 1.72% | 0.00 | 0.00 | 3.31K |
BRISTOL-MYERS SQUIBB COSOLE | COM | 19.41K | SH | $1.35M 1.71% | 0.00 | 0.00 | 19.41K |
AMAZON COM INCSOLE | COM | 12.59K | SH | $1.30M 1.65% | 0.00 | 0.00 | 12.59K |
CHEVRON CORP NEWSOLE | COM | 7.70K | SH | $1.26M 1.59% | 0.00 | 0.00 | 7.70K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 29.35K | SH | $1.20M 1.52% | 0.00 | 0.00 | 29.35K |
META PLATFORMS INCSOLE | CL A | 5.61K | SH | $1.19M 1.51% | 0.00 | 0.00 | 5.61K |
MCKESSON CORPSOLE | COM | 3.24K | SH | $1.15M 1.46% | 0.00 | 0.00 | 3.24K |
INVESCO ACTIVELY MANAGED ETFSOLE | ULTRA SHRT DUR | 22.43K | SH | $1.11M 1.41% | 0.00 | 0.00 | 22.43K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 19.88K | SH | $1.10M 1.40% | 0.00 | 0.00 | 19.88K |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 2.80K | SH | $1.08M 1.37% | 0.00 | 0.00 | 2.80K |
HUNT J B TRANS SVCS INCSOLE | COM | 6.05K | SH | $1.06M 1.35% | 0.00 | 0.00 | 6.05K |
INTEL CORPSOLE | COM | 32.27K | SH | $1.05M 1.34% | 0.00 | 0.00 | 32.27K |
SALESFORCE INCSOLE | COM | 5.20K | SH | $1.04M 1.32% | 0.00 | 0.00 | 5.20K |
EXACT SCIENCES CORPSOLE | COM | 14.97K | SH | $1.01M 1.29% | 0.00 | 0.00 | 14.97K |
ALPHABET INCSOLE | CAP STK CL C | 9.57K | SH | $995.8K 1.26% | 0.00 | 0.00 | 9.57K |
NUVEEN PFD & INCOME SECS FDSOLE | COM | 150.17K | SH | $970.1K 1.23% | 0.00 | 0.00 | 150.17K |
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