Filed: 11/9/2022ACC: 0001765380-22-000151
📋 What this filing means
COMPASS FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 117 equity positions with a total reported market value of $67.3K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
117
Positions
$67.3K
Total AUM (reported)
1.22M
Total Shares
Allocation by class
COM$39.0K57.9%
TOTAL STK MKT$3.6K5.4%
CL A$2.2K3.3%
SHRT TRM CORP BD$1.7K2.5%
COM CL A$1.6K2.4%
COM NEW$1.6K2.4%
ULTRA SHRT DUR$1.2K1.8%
Portfolio Concentration
Top 3$8.5K12.6%
4–10$10.3K15.3%
11–25$14.2K21.1%
Rest$34.3K51.0%
Top 3 weight
12.6%
Top 10 weight
27.9%
Voting Authority Distribution
Total shares with voting rights: 1.22M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.22M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole117
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings117
Rows:
VANGUARD INDEX FDS
SOLEShares20.29K
TypeSH
Market value$3.6K
5.41%
Sole
0.00
Shared
0.00
None
20.29K
APPLE INC
SOLEShares21.64K
TypeSH
Market value$3.0K
4.44%
Sole
0.00
Shared
0.00
None
21.64K
JPMORGAN CHASE & CO
SOLEShares17.91K
TypeSH
Market value$1.9K
2.78%
Sole
0.00
Shared
0.00
None
17.91K
VANGUARD SCOTTSDALE FDS
SOLEShares22.27K
TypeSH
Market value$1.7K
2.46%
Sole
0.00
Shared
0.00
None
22.27K
MICROSOFT CORP
SOLEShares7.09K
TypeSH
Market value$1.7K
2.45%
Sole
0.00
Shared
0.00
None
7.09K
EXXON MOBIL CORP
SOLEShares17.13K
TypeSH
Market value$1.5K
2.22%
Sole
0.00
Shared
0.00
None
17.13K
BRISTOL-MYERS SQUIBB CO
SOLEShares20.92K
TypeSH
Market value$1.5K
2.21%
Sole
0.00
Shared
0.00
None
20.92K
JOHNSON & JOHNSON
SOLEShares9.01K
TypeSH
Market value$1.5K
2.19%
Sole
0.00
Shared
0.00
None
9.01K
AMAZON COM INC
SOLEShares11.91K
TypeSH
Market value$1.3K
2.00%
Sole
0.00
Shared
0.00
None
11.91K
EATON VANCE LTD DURATION INC
SOLEShares130.40K
TypeSH
Market value$1.2K
1.78%
Sole
0.00
Shared
0.00
None
130.40K
INVESCO ACTIVELY MANAGED ETF
SOLEShares24.23K
TypeSH
Market value$1.2K
1.78%
Sole
0.00
Shared
0.00
None
24.23K
CHEVRON CORP NEW
SOLEShares8.28K
TypeSH
Market value$1.2K
1.77%
Sole
0.00
Shared
0.00
None
8.28K
SPDR S&P 500 ETF TR
SOLEShares3.29K
TypeSH
Market value$1.2K
1.75%
Sole
0.00
Shared
0.00
None
3.29K
MCKESSON CORP
SOLEShares3.37K
TypeSH
Market value$1.1K
1.70%
Sole
0.00
Shared
0.00
None
3.37K
SPDR SER TR
SOLEShares27.89K
TypeSH
Market value$962.00
1.43%
Sole
0.00
Shared
0.00
None
27.89K
HUNT J B TRANS SVCS INC
SOLEShares6.05K
TypeSH
Market value$947.00
1.41%
Sole
0.00
Shared
0.00
None
6.05K
SPDR SER TR
SOLEShares18.19K
TypeSH
Market value$911.00
1.35%
Sole
0.00
Shared
0.00
None
18.19K
NUVEEN PFD & INCOME SECS FD
SOLEShares138.39K
TypeSH
Market value$909.00
1.35%
Sole
0.00
Shared
0.00
None
138.39K
VANGUARD WORLD FDS
SOLEShares2.93K
TypeSH
Market value$900.00
1.34%
Sole
0.00
Shared
0.00
None
2.93K
ALPHABET INC
SOLEShares9.10K
TypeSH
Market value$875.00
1.30%
Sole
0.00
Shared
0.00
None
9.10K
SPROUT SOCIAL INC
SOLEShares14.05K
TypeSH
Market value$853.00
1.27%
Sole
0.00
Shared
0.00
None
14.05K
SALESFORCE INC
SOLEShares5.57K
TypeSH
Market value$801.00
1.19%
Sole
0.00
Shared
0.00
None
5.57K
ABBVIE INC
SOLEShares5.90K
TypeSH
Market value$792.00
1.18%
Sole
0.00
Shared
0.00
None
5.90K
ISHARES TR
SOLEShares24.26K
TypeSH
Market value$768.00
1.14%
Sole
0.00
Shared
0.00
None
24.26K
GOLDMAN SACHS GROUP INC
SOLEShares2.58K
TypeSH
Market value$756.00
1.12%
Sole
0.00
Shared
0.00
None
2.58K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 20.29K | SH | $3.6K 5.41% | 0.00 | 0.00 | 20.29K |
APPLE INCSOLE | COM | 21.64K | SH | $3.0K 4.44% | 0.00 | 0.00 | 21.64K |
JPMORGAN CHASE & COSOLE | COM | 17.91K | SH | $1.9K 2.78% | 0.00 | 0.00 | 17.91K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 22.27K | SH | $1.7K 2.46% | 0.00 | 0.00 | 22.27K |
MICROSOFT CORPSOLE | COM | 7.09K | SH | $1.7K 2.45% | 0.00 | 0.00 | 7.09K |
EXXON MOBIL CORPSOLE | COM | 17.13K | SH | $1.5K 2.22% | 0.00 | 0.00 | 17.13K |
BRISTOL-MYERS SQUIBB COSOLE | COM | 20.92K | SH | $1.5K 2.21% | 0.00 | 0.00 | 20.92K |
JOHNSON & JOHNSONSOLE | COM | 9.01K | SH | $1.5K 2.19% | 0.00 | 0.00 | 9.01K |
AMAZON COM INCSOLE | COM | 11.91K | SH | $1.3K 2.00% | 0.00 | 0.00 | 11.91K |
EATON VANCE LTD DURATION INCSOLE | COM | 130.40K | SH | $1.2K 1.78% | 0.00 | 0.00 | 130.40K |
INVESCO ACTIVELY MANAGED ETFSOLE | ULTRA SHRT DUR | 24.23K | SH | $1.2K 1.78% | 0.00 | 0.00 | 24.23K |
CHEVRON CORP NEWSOLE | COM | 8.28K | SH | $1.2K 1.77% | 0.00 | 0.00 | 8.28K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 3.29K | SH | $1.2K 1.75% | 0.00 | 0.00 | 3.29K |
MCKESSON CORPSOLE | COM | 3.37K | SH | $1.1K 1.70% | 0.00 | 0.00 | 3.37K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 27.89K | SH | $962.00 1.43% | 0.00 | 0.00 | 27.89K |
HUNT J B TRANS SVCS INCSOLE | COM | 6.05K | SH | $947.00 1.41% | 0.00 | 0.00 | 6.05K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 18.19K | SH | $911.00 1.35% | 0.00 | 0.00 | 18.19K |
NUVEEN PFD & INCOME SECS FDSOLE | COM | 138.39K | SH | $909.00 1.35% | 0.00 | 0.00 | 138.39K |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 2.93K | SH | $900.00 1.34% | 0.00 | 0.00 | 2.93K |
ALPHABET INCSOLE | CAP STK CL C | 9.10K | SH | $875.00 1.30% | 0.00 | 0.00 | 9.10K |
SPROUT SOCIAL INCSOLE | COM CL A | 14.05K | SH | $853.00 1.27% | 0.00 | 0.00 | 14.05K |
SALESFORCE INCSOLE | COM | 5.57K | SH | $801.00 1.19% | 0.00 | 0.00 | 5.57K |
ABBVIE INCSOLE | COM | 5.90K | SH | $792.00 1.18% | 0.00 | 0.00 | 5.90K |
ISHARES TRSOLE | PFD AND INCM SEC | 24.26K | SH | $768.00 1.14% | 0.00 | 0.00 | 24.26K |
GOLDMAN SACHS GROUP INCSOLE | COM | 2.58K | SH | $756.00 1.12% | 0.00 | 0.00 | 2.58K |
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