Filed: 10/10/2023ACC: 0001964835-23-000004
📋 What this filing means
COMPASS FINANCIAL GROUP, INC/SD filed this quarterly 13F‑HR report disclosing 94 equity positions with a total reported market value of $334.28M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
94
Positions
$334.28M
Total AUM (reported)
3.39M
Total Shares
Allocation by class
CONSUM STP ETF$79.29M23.7%
S&P 500 ETF SHS$43.63M13.1%
INF TECH ETF$34.44M10.3%
TOTAL STK MKT$27.39M8.2%
INDUSTRIAL ETF$24.19M7.2%
US BRD MKT ETF$21.40M6.4%
PORTFOLI S&P1500$16.15M4.8%
Portfolio Concentration
Top 3$157.35M47.1%
4–10$115.94M34.7%
11–25$31.48M9.4%
Rest$29.51M8.8%
Top 3 weight
47.1%
Top 10 weight
81.8%
Voting Authority Distribution
Total shares with voting rights: 3.39M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.39M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole94
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings94
Rows:
VANGUARD WORLD FDS
SOLEShares434.05K
TypeSH
Market value$79.29M
23.72%
Sole
0.00
Shared
0.00
None
434.05K
VANGUARD INDEX FDS
SOLEShares111.09K
TypeSH
Market value$43.63M
13.05%
Sole
0.00
Shared
0.00
None
111.09K
VANGUARD WORLD FDS
SOLEShares83.01K
TypeSH
Market value$34.44M
10.30%
Sole
0.00
Shared
0.00
None
83.01K
VANGUARD INDEX FDS
SOLEShares128.97K
TypeSH
Market value$27.39M
8.20%
Sole
0.00
Shared
0.00
None
128.97K
VANGUARD WORLD FDS
SOLEShares124.05K
TypeSH
Market value$24.19M
7.24%
Sole
0.00
Shared
0.00
None
124.05K
SCHWAB STRATEGIC TR
SOLEShares429.26K
TypeSH
Market value$21.40M
6.40%
Sole
0.00
Shared
0.00
None
429.26K
SPDR SER TR
SOLEShares307.66K
TypeSH
Market value$16.15M
4.83%
Sole
0.00
Shared
0.00
None
307.66K
VANGUARD SPECIALIZED FUNDS
SOLEShares99.07K
TypeSH
Market value$15.39M
4.61%
Sole
0.00
Shared
0.00
None
99.07K
VANGUARD INDEX FDS
SOLEShares42.68K
TypeSH
Market value$6.12M
1.83%
Sole
0.00
Shared
0.00
None
42.68K
VANGUARD WHITEHALL FDS
SOLEShares74.26K
TypeSH
Market value$5.30M
1.58%
Sole
0.00
Shared
0.00
None
74.26K
FIDELITY COVINGTON TRUST
SOLEShares113.84K
TypeSH
Market value$4.85M
1.45%
Sole
0.00
Shared
0.00
None
113.84K
ANNALY CAPITAL MANAGEMENT IN
SOLEShares161.76K
TypeSH
Market value$3.04M
0.91%
Sole
0.00
Shared
0.00
None
161.76K
BERKSHIRE HATHAWAY INC DEL
SOLEShares8.08K
TypeSH
Market value$2.83M
0.85%
Sole
0.00
Shared
0.00
None
8.08K
VANGUARD INDEX FDS
SOLEShares9.29K
TypeSH
Market value$2.53M
0.76%
Sole
0.00
Shared
0.00
None
9.29K
BLACKROCK MUNIHOLDINGS FD IN
SOLEShares214.63K
TypeSH
Market value$2.21M
0.66%
Sole
0.00
Shared
0.00
None
214.63K
SCHWAB STRATEGIC TR
SOLEShares52.28K
TypeSH
Market value$2.17M
0.65%
Sole
0.00
Shared
0.00
None
52.28K
SCHWAB STRATEGIC TR
SOLEShares29.81K
TypeSH
Market value$2.11M
0.63%
Sole
0.00
Shared
0.00
None
29.81K
INVESCO QQQ TR
SOLEShares5.44K
TypeSH
Market value$1.95M
0.58%
Sole
0.00
Shared
0.00
None
5.44K
APPLE INC
SOLEShares10.25K
TypeSH
Market value$1.76M
0.53%
Sole
0.00
Shared
0.00
None
10.25K
VANGUARD INDEX FDS
SOLEShares8.50K
TypeSH
Market value$1.61M
0.48%
Sole
0.00
Shared
0.00
None
8.50K
VANGUARD WELLINGTON FD
SOLEShares15.94K
TypeSH
Market value$1.53M
0.46%
Sole
0.00
Shared
0.00
None
15.94K
SCHWAB STRATEGIC TR
SOLEShares27.39K
TypeSH
Market value$1.39M
0.41%
Sole
0.00
Shared
0.00
None
27.39K
SCHWAB STRATEGIC TR
SOLEShares28.42K
TypeSH
Market value$1.26M
0.38%
Sole
0.00
Shared
0.00
None
28.42K
SCHWAB STRATEGIC TR
SOLEShares17.27K
TypeSH
Market value$1.26M
0.38%
Sole
0.00
Shared
0.00
None
17.27K
VANGUARD INTL EQUITY INDEX F
SOLEShares10.68K
TypeSH
Market value$995.1K
0.30%
Sole
0.00
Shared
0.00
None
10.68K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD WORLD FDSSOLE | CONSUM STP ETF | 434.05K | SH | $79.29M 23.72% | 0.00 | 0.00 | 434.05K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 111.09K | SH | $43.63M 13.05% | 0.00 | 0.00 | 111.09K |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 83.01K | SH | $34.44M 10.30% | 0.00 | 0.00 | 83.01K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 128.97K | SH | $27.39M 8.20% | 0.00 | 0.00 | 128.97K |
VANGUARD WORLD FDSSOLE | INDUSTRIAL ETF | 124.05K | SH | $24.19M 7.24% | 0.00 | 0.00 | 124.05K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 429.26K | SH | $21.40M 6.40% | 0.00 | 0.00 | 429.26K |
SPDR SER TRSOLE | PORTFOLI S&P1500 | 307.66K | SH | $16.15M 4.83% | 0.00 | 0.00 | 307.66K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 99.07K | SH | $15.39M 4.61% | 0.00 | 0.00 | 99.07K |
VANGUARD INDEX FDSSOLE | EXTEND MKT ETF | 42.68K | SH | $6.12M 1.83% | 0.00 | 0.00 | 42.68K |
VANGUARD WHITEHALL FDSSOLE | INTL DVD ETF | 74.26K | SH | $5.30M 1.58% | 0.00 | 0.00 | 74.26K |
FIDELITY COVINGTON TRUSTSOLE | CONSMR STAPLES | 113.84K | SH | $4.85M 1.45% | 0.00 | 0.00 | 113.84K |
ANNALY CAPITAL MANAGEMENT INSOLE | COM NEW | 161.76K | SH | $3.04M 0.91% | 0.00 | 0.00 | 161.76K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 8.08K | SH | $2.83M 0.85% | 0.00 | 0.00 | 8.08K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 9.29K | SH | $2.53M 0.76% | 0.00 | 0.00 | 9.29K |
BLACKROCK MUNIHOLDINGS FD INSOLE | COM | 214.63K | SH | $2.21M 0.66% | 0.00 | 0.00 | 214.63K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 52.28K | SH | $2.17M 0.65% | 0.00 | 0.00 | 52.28K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 29.81K | SH | $2.11M 0.63% | 0.00 | 0.00 | 29.81K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 5.44K | SH | $1.95M 0.58% | 0.00 | 0.00 | 5.44K |
APPLE INCSOLE | COM | 10.25K | SH | $1.76M 0.53% | 0.00 | 0.00 | 10.25K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 8.50K | SH | $1.61M 0.48% | 0.00 | 0.00 | 8.50K |
VANGUARD WELLINGTON FDSOLE | US MINIMUM | 15.94K | SH | $1.53M 0.46% | 0.00 | 0.00 | 15.94K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 27.39K | SH | $1.39M 0.41% | 0.00 | 0.00 | 27.39K |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 28.42K | SH | $1.26M 0.38% | 0.00 | 0.00 | 28.42K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 17.27K | SH | $1.26M 0.38% | 0.00 | 0.00 | 17.27K |
VANGUARD INTL EQUITY INDEX FSOLE | TT WRLD ST ETF | 10.68K | SH | $995.1K 0.30% | 0.00 | 0.00 | 10.68K |
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