Filed: 4/4/2023ACC: 0001964835-23-000002
📋 What this filing means
COMPASS FINANCIAL GROUP, INC/SD filed this quarterly 13F‑HR report disclosing 96 equity positions with a total reported market value of $306.06M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
96
Positions
$306.06M
Total AUM (reported)
3.01M
Total Shares
Allocation by class
CONSUM STP ETF$82.60M27.0%
S&P 500 ETF SHS$37.81M12.4%
INF TECH ETF$28.83M9.4%
TOTAL STK MKT$27.24M8.9%
INDUSTRIAL ETF$23.12M7.6%
PORTFOLI S&P1500$16.39M5.4%
DIV APP ETF$14.39M4.7%
Portfolio Concentration
Top 3$149.23M48.8%
4–10$103.30M33.8%
11–25$24.72M8.1%
Rest$28.81M9.4%
Top 3 weight
48.8%
Top 10 weight
82.5%
Voting Authority Distribution
Total shares with voting rights: 3.01M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.01M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole96
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings96
Rows:
VANGUARD WORLD FDS
SOLEShares426.81K
TypeSH
Market value$82.60M
26.99%
Sole
0.00
Shared
0.00
None
426.81K
VANGUARD INDEX FDS
SOLEShares100.53K
TypeSH
Market value$37.81M
12.35%
Sole
0.00
Shared
0.00
None
100.53K
VANGUARD WORLD FDS
SOLEShares74.79K
TypeSH
Market value$28.83M
9.42%
Sole
0.00
Shared
0.00
None
74.79K
VANGUARD INDEX FDS
SOLEShares133.46K
TypeSH
Market value$27.24M
8.90%
Sole
0.00
Shared
0.00
None
133.46K
VANGUARD WORLD FDS
SOLEShares121.34K
TypeSH
Market value$23.12M
7.55%
Sole
0.00
Shared
0.00
None
121.34K
SPDR SER TR
SOLEShares325.06K
TypeSH
Market value$16.39M
5.36%
Sole
0.00
Shared
0.00
None
325.06K
VANGUARD SPECIALIZED FUNDS
SOLEShares93.46K
TypeSH
Market value$14.39M
4.70%
Sole
0.00
Shared
0.00
None
93.46K
SCHWAB STRATEGIC TR
SOLEShares257.95K
TypeSH
Market value$12.34M
4.03%
Sole
0.00
Shared
0.00
None
257.95K
VANGUARD INDEX FDS
SOLEShares43.66K
TypeSH
Market value$6.12M
2.00%
Sole
0.00
Shared
0.00
None
43.66K
VANGUARD WHITEHALL FDS
SOLEShares50.16K
TypeSH
Market value$3.70M
1.21%
Sole
0.00
Shared
0.00
None
50.16K
ANNALY CAPITAL MANAGEMENT IN
SOLEShares162.43K
TypeSH
Market value$3.10M
1.01%
Sole
0.00
Shared
0.00
None
162.43K
BLACKROCK MUNIHOLDINGS FD IN
SOLEShares214.18K
TypeSH
Market value$2.58M
0.84%
Sole
0.00
Shared
0.00
None
214.18K
VANGUARD INDEX FDS
SOLEShares9.82K
TypeSH
Market value$2.45M
0.80%
Sole
0.00
Shared
0.00
None
9.82K
BERKSHIRE HATHAWAY INC DEL
SOLEShares7.67K
TypeSH
Market value$2.37M
0.77%
Sole
0.00
Shared
0.00
None
7.67K
APPLE INC
SOLEShares10.25K
TypeSH
Market value$1.69M
0.55%
Sole
0.00
Shared
0.00
None
10.25K
VANGUARD WELLINGTON FD
SOLEShares16.96K
TypeSH
Market value$1.67M
0.55%
Sole
0.00
Shared
0.00
None
16.96K
VANGUARD INDEX FDS
SOLEShares8.72K
TypeSH
Market value$1.65M
0.54%
Sole
0.00
Shared
0.00
None
8.72K
INVESCO QQQ TR
SOLEShares4.72K
TypeSH
Market value$1.51M
0.49%
Sole
0.00
Shared
0.00
None
4.72K
SCHWAB STRATEGIC TR
SOLEShares20.21K
TypeSH
Market value$1.48M
0.48%
Sole
0.00
Shared
0.00
None
20.21K
SCHWAB STRATEGIC TR
SOLEShares29.37K
TypeSH
Market value$1.23M
0.40%
Sole
0.00
Shared
0.00
None
29.37K
SCHWAB STRATEGIC TR
SOLEShares21.88K
TypeSH
Market value$1.06M
0.35%
Sole
0.00
Shared
0.00
None
21.88K
NUVEEN MUNICIPAL CREDIT INC
SOLEShares88.21K
TypeSH
Market value$1.05M
0.34%
Sole
0.00
Shared
0.00
None
88.21K
VANGUARD INTL EQUITY INDEX F
SOLEShares11.02K
TypeSH
Market value$1.01M
0.33%
Sole
0.00
Shared
0.00
None
11.02K
ISHARES TR
SOLEShares9.64K
TypeSH
Market value$932.3K
0.30%
Sole
0.00
Shared
0.00
None
9.64K
VANGUARD ADMIRAL FDS INC
SOLEShares6.28K
TypeSH
Market value$920.8K
0.30%
Sole
0.00
Shared
0.00
None
6.28K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD WORLD FDSSOLE | CONSUM STP ETF | 426.81K | SH | $82.60M 26.99% | 0.00 | 0.00 | 426.81K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 100.53K | SH | $37.81M 12.35% | 0.00 | 0.00 | 100.53K |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 74.79K | SH | $28.83M 9.42% | 0.00 | 0.00 | 74.79K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 133.46K | SH | $27.24M 8.90% | 0.00 | 0.00 | 133.46K |
VANGUARD WORLD FDSSOLE | INDUSTRIAL ETF | 121.34K | SH | $23.12M 7.55% | 0.00 | 0.00 | 121.34K |
SPDR SER TRSOLE | PORTFOLI S&P1500 | 325.06K | SH | $16.39M 5.36% | 0.00 | 0.00 | 325.06K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 93.46K | SH | $14.39M 4.70% | 0.00 | 0.00 | 93.46K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 257.95K | SH | $12.34M 4.03% | 0.00 | 0.00 | 257.95K |
VANGUARD INDEX FDSSOLE | EXTEND MKT ETF | 43.66K | SH | $6.12M 2.00% | 0.00 | 0.00 | 43.66K |
VANGUARD WHITEHALL FDSSOLE | INTL DVD ETF | 50.16K | SH | $3.70M 1.21% | 0.00 | 0.00 | 50.16K |
ANNALY CAPITAL MANAGEMENT INSOLE | COM NEW | 162.43K | SH | $3.10M 1.01% | 0.00 | 0.00 | 162.43K |
BLACKROCK MUNIHOLDINGS FD INSOLE | COM | 214.18K | SH | $2.58M 0.84% | 0.00 | 0.00 | 214.18K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 9.82K | SH | $2.45M 0.80% | 0.00 | 0.00 | 9.82K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 7.67K | SH | $2.37M 0.77% | 0.00 | 0.00 | 7.67K |
APPLE INCSOLE | COM | 10.25K | SH | $1.69M 0.55% | 0.00 | 0.00 | 10.25K |
VANGUARD WELLINGTON FDSOLE | US MINIMUM | 16.96K | SH | $1.67M 0.55% | 0.00 | 0.00 | 16.96K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 8.72K | SH | $1.65M 0.54% | 0.00 | 0.00 | 8.72K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.72K | SH | $1.51M 0.49% | 0.00 | 0.00 | 4.72K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 20.21K | SH | $1.48M 0.48% | 0.00 | 0.00 | 20.21K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 29.37K | SH | $1.23M 0.40% | 0.00 | 0.00 | 29.37K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 21.88K | SH | $1.06M 0.35% | 0.00 | 0.00 | 21.88K |
NUVEEN MUNICIPAL CREDIT INCSOLE | COM SH BEN INT | 88.21K | SH | $1.05M 0.34% | 0.00 | 0.00 | 88.21K |
VANGUARD INTL EQUITY INDEX FSOLE | TT WRLD ST ETF | 11.02K | SH | $1.01M 0.33% | 0.00 | 0.00 | 11.02K |
ISHARES TRSOLE | CORE S&P SCP ETF | 9.64K | SH | $932.3K 0.30% | 0.00 | 0.00 | 9.64K |
VANGUARD ADMIRAL FDS INCSOLE | 500 VAL IDX FD | 6.28K | SH | $920.8K 0.30% | 0.00 | 0.00 | 6.28K |
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