Filed: 11/3/2023ACC: 0001666910-23-000005
📋 What this filing means
COMPASS FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 30 equity positions with a total reported market value of $164.68M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
30
Positions
$164.68M
Total AUM (reported)
2.62M
Total Shares
Allocation by class
COM$164.68M100.0%
Portfolio Concentration
Top 3$47.49M28.8%
4–10$61.20M37.2%
11–25$51.06M31.0%
Rest$4.94M3.0%
Top 3 weight
28.8%
Top 10 weight
66.0%
Voting Authority Distribution
Total shares with voting rights: 2.62M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.62M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole30
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings30
Rows:
iShares Core S&P 500 ETF
SOLEShares50.22K
TypeSH
Market value$21.57M
13.10%
Sole
0.00
Shared
0.00
None
50.22K
iShares Russell 3000 ETF
SOLEShares59.27K
TypeSH
Market value$14.53M
8.82%
Sole
0.00
Shared
0.00
None
59.27K
Janus Henderson AAA CLO ETF
SOLEShares226.43K
TypeSH
Market value$11.40M
6.92%
Sole
0.00
Shared
0.00
None
226.43K
iShares Russell 1000 Growth ETF
SOLEShares41.12K
TypeSH
Market value$10.94M
6.64%
Sole
0.00
Shared
0.00
None
41.12K
PowerShares FTSE RAFI US 1000 Portfolio
SOLEShares304.83K
TypeSH
Market value$9.70M
5.89%
Sole
0.00
Shared
0.00
None
304.83K
JP Morgan Ultra-Short Income ETF
SOLEShares191.19K
TypeSH
Market value$9.59M
5.83%
Sole
0.00
Shared
0.00
None
191.19K
Pimco Enhanced Short Maturity Active ETF
SOLEShares90.32K
TypeSH
Market value$9.04M
5.49%
Sole
0.00
Shared
0.00
None
90.32K
Dimensional National Municipal Bond ETF
SOLEShares171.42K
TypeSH
Market value$7.97M
4.84%
Sole
0.00
Shared
0.00
None
171.42K
Vanguard Small-Cap ETF
SOLEShares40.37K
TypeSH
Market value$7.63M
4.64%
Sole
0.00
Shared
0.00
None
40.37K
SPDR Portfolio Short Term Corporate Bond ETF
SOLEShares215.71K
TypeSH
Market value$6.32M
3.84%
Sole
0.00
Shared
0.00
None
215.71K
ProShares Short S&P 500 Index Fund
SOLEShares398.16K
TypeSH
Market value$5.76M
3.50%
Sole
0.00
Shared
0.00
None
398.16K
Vanguard Total Stock Market ETF
SOLEShares26.57K
TypeSH
Market value$5.64M
3.43%
Sole
0.00
Shared
0.00
None
26.57K
iShares Core U.S. Aggregate Bond ETF
SOLEShares56.18K
TypeSH
Market value$5.28M
3.21%
Sole
0.00
Shared
0.00
None
56.18K
SPDR Portfolio S&P 500 Growth ETF
SOLEShares87.23K
TypeSH
Market value$5.17M
3.14%
Sole
0.00
Shared
0.00
None
87.23K
Vanguard Short-Term Corporate Bond ETF
SOLEShares50.94K
TypeSH
Market value$3.83M
2.32%
Sole
0.00
Shared
0.00
None
50.94K
Dimensional International Value ETF
SOLEShares108.90K
TypeSH
Market value$3.55M
2.16%
Sole
0.00
Shared
0.00
None
108.90K
Vanguard FTSE Developed Markets ETF
SOLEShares79.07K
TypeSH
Market value$3.46M
2.10%
Sole
0.00
Shared
0.00
None
79.07K
SPDR Portfolio Large Cap ETF
SOLEShares55.55K
TypeSH
Market value$2.79M
1.70%
Sole
0.00
Shared
0.00
None
55.55K
SPDR Portfolio Total Stock Market ETF
SOLEShares49.95K
TypeSH
Market value$2.62M
1.59%
Sole
0.00
Shared
0.00
None
49.95K
Pimco 0-5 Year High Yield Corporate Bond Index Fund
SOLEShares28.10K
TypeSH
Market value$2.54M
1.54%
Sole
0.00
Shared
0.00
None
28.10K
SPDR Blackstone Senior Loan ETF
SOLEShares59.44K
TypeSH
Market value$2.49M
1.51%
Sole
0.00
Shared
0.00
None
59.44K
iShares S&P National Short Term Municipal Bond Fund
SOLEShares21.30K
TypeSH
Market value$2.19M
1.33%
Sole
0.00
Shared
0.00
None
21.30K
Vanguard Ultra-Short Bond ETF
SOLEShares40.19K
TypeSH
Market value$1.98M
1.20%
Sole
0.00
Shared
0.00
None
40.19K
Vanguard Intermediate Term Bond ETF
SOLEShares26.38K
TypeSH
Market value$1.91M
1.16%
Sole
0.00
Shared
0.00
None
26.38K
iShares Gold Trust
SOLEShares52.69K
TypeSH
Market value$1.84M
1.12%
Sole
0.00
Shared
0.00
None
52.69K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
iShares Core S&P 500 ETFSOLE | COM | 50.22K | SH | $21.57M 13.10% | 0.00 | 0.00 | 50.22K |
iShares Russell 3000 ETFSOLE | COM | 59.27K | SH | $14.53M 8.82% | 0.00 | 0.00 | 59.27K |
Janus Henderson AAA CLO ETFSOLE | COM | 226.43K | SH | $11.40M 6.92% | 0.00 | 0.00 | 226.43K |
iShares Russell 1000 Growth ETFSOLE | COM | 41.12K | SH | $10.94M 6.64% | 0.00 | 0.00 | 41.12K |
PowerShares FTSE RAFI US 1000 PortfolioSOLE | COM | 304.83K | SH | $9.70M 5.89% | 0.00 | 0.00 | 304.83K |
JP Morgan Ultra-Short Income ETFSOLE | COM | 191.19K | SH | $9.59M 5.83% | 0.00 | 0.00 | 191.19K |
Pimco Enhanced Short Maturity Active ETFSOLE | COM | 90.32K | SH | $9.04M 5.49% | 0.00 | 0.00 | 90.32K |
Dimensional National Municipal Bond ETFSOLE | COM | 171.42K | SH | $7.97M 4.84% | 0.00 | 0.00 | 171.42K |
Vanguard Small-Cap ETFSOLE | COM | 40.37K | SH | $7.63M 4.64% | 0.00 | 0.00 | 40.37K |
SPDR Portfolio Short Term Corporate Bond ETFSOLE | COM | 215.71K | SH | $6.32M 3.84% | 0.00 | 0.00 | 215.71K |
ProShares Short S&P 500 Index FundSOLE | COM | 398.16K | SH | $5.76M 3.50% | 0.00 | 0.00 | 398.16K |
Vanguard Total Stock Market ETFSOLE | COM | 26.57K | SH | $5.64M 3.43% | 0.00 | 0.00 | 26.57K |
iShares Core U.S. Aggregate Bond ETFSOLE | COM | 56.18K | SH | $5.28M 3.21% | 0.00 | 0.00 | 56.18K |
SPDR Portfolio S&P 500 Growth ETFSOLE | COM | 87.23K | SH | $5.17M 3.14% | 0.00 | 0.00 | 87.23K |
Vanguard Short-Term Corporate Bond ETFSOLE | COM | 50.94K | SH | $3.83M 2.32% | 0.00 | 0.00 | 50.94K |
Dimensional International Value ETFSOLE | COM | 108.90K | SH | $3.55M 2.16% | 0.00 | 0.00 | 108.90K |
Vanguard FTSE Developed Markets ETFSOLE | COM | 79.07K | SH | $3.46M 2.10% | 0.00 | 0.00 | 79.07K |
SPDR Portfolio Large Cap ETFSOLE | COM | 55.55K | SH | $2.79M 1.70% | 0.00 | 0.00 | 55.55K |
SPDR Portfolio Total Stock Market ETFSOLE | COM | 49.95K | SH | $2.62M 1.59% | 0.00 | 0.00 | 49.95K |
Pimco 0-5 Year High Yield Corporate Bond Index FundSOLE | COM | 28.10K | SH | $2.54M 1.54% | 0.00 | 0.00 | 28.10K |
SPDR Blackstone Senior Loan ETFSOLE | COM | 59.44K | SH | $2.49M 1.51% | 0.00 | 0.00 | 59.44K |
iShares S&P National Short Term Municipal Bond FundSOLE | COM | 21.30K | SH | $2.19M 1.33% | 0.00 | 0.00 | 21.30K |
Vanguard Ultra-Short Bond ETFSOLE | COM | 40.19K | SH | $1.98M 1.20% | 0.00 | 0.00 | 40.19K |
Vanguard Intermediate Term Bond ETFSOLE | COM | 26.38K | SH | $1.91M 1.16% | 0.00 | 0.00 | 26.38K |
iShares Gold TrustSOLE | COM | 52.69K | SH | $1.84M 1.12% | 0.00 | 0.00 | 52.69K |
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