Filed: 11/9/2022ACC: 0001666910-22-000004
📋 What this filing means
COMPASS FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 28 equity positions with a total reported market value of $149.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
28
Positions
$149.4K
Total AUM (reported)
2.69M
Total Shares
Allocation by class
COM$149.4K100.0%
Portfolio Concentration
Top 3$41.4K27.7%
4–10$60.9K40.7%
11–25$46.3K31.0%
Rest$850.000.6%
Top 3 weight
27.7%
Top 10 weight
68.4%
Voting Authority Distribution
Total shares with voting rights: 2.69M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.69M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole28
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings28
Rows:
iShares Core S&P 500 ETF
SOLEShares49.57K
TypeSH
Market value$17.8K
11.90%
Sole
0.00
Shared
0.00
None
49.57K
iShares Russell 3000 ETF
SOLEShares61.57K
TypeSH
Market value$12.7K
8.53%
Sole
0.00
Shared
0.00
None
61.57K
Janus Henderson AAA CLO ETF
SOLEShares221.14K
TypeSH
Market value$10.9K
7.27%
Sole
0.00
Shared
0.00
None
221.14K
SPDR Portfolio Short Term Corporate Bond ETF
SOLEShares347.54K
TypeSH
Market value$10.2K
6.80%
Sole
0.00
Shared
0.00
None
347.54K
JP Morgan Ultra-Short Income ETF
SOLEShares193.11K
TypeSH
Market value$9.7K
6.48%
Sole
0.00
Shared
0.00
None
193.11K
iShares Russell 1000 Growth ETF
SOLEShares43.91K
TypeSH
Market value$9.2K
6.18%
Sole
0.00
Shared
0.00
None
43.91K
Pimco Enhanced Short Maturity Active ETF
SOLEShares90.97K
TypeSH
Market value$9.0K
6.02%
Sole
0.00
Shared
0.00
None
90.97K
PowerShares FTSE RAFI US 1000 Portfolio
SOLEShares60.99K
TypeSH
Market value$8.5K
5.66%
Sole
0.00
Shared
0.00
None
60.99K
ProShares Short QQQ
SOLEShares495.71K
TypeSH
Market value$7.4K
4.95%
Sole
0.00
Shared
0.00
None
495.71K
Vanguard Small-Cap ETF
SOLEShares40.58K
TypeSH
Market value$6.9K
4.64%
Sole
0.00
Shared
0.00
None
40.58K
ProShares Short S&P 500 Index Fund
SOLEShares400.80K
TypeSH
Market value$6.9K
4.64%
Sole
0.00
Shared
0.00
None
400.80K
Janus Henderson BBB CLO ETF
SOLEShares148.46K
TypeSH
Market value$6.5K
4.34%
Sole
0.00
Shared
0.00
None
148.46K
iShares Core U.S. Aggregate Bond ETF
SOLEShares49.37K
TypeSH
Market value$4.8K
3.18%
Sole
0.00
Shared
0.00
None
49.37K
Vanguard Total Stock Market ETF
SOLEShares25.73K
TypeSH
Market value$4.6K
3.09%
Sole
0.00
Shared
0.00
None
25.73K
SPDR Portfolio S&P 500 Growth ETF
SOLEShares81.02K
TypeSH
Market value$4.4K
2.98%
Sole
0.00
Shared
0.00
None
81.02K
Pimco 0-5 Year High Yield Corporate Bond Index Fund
SOLEShares27.88K
TypeSH
Market value$2.4K
1.63%
Sole
0.00
Shared
0.00
None
27.88K
SPDR Portfolio Large Cap ETF
SOLEShares51.08K
TypeSH
Market value$2.4K
1.62%
Sole
0.00
Shared
0.00
None
51.08K
SPDR Blackstone Senior Loan ETF
SOLEShares58.48K
TypeSH
Market value$2.4K
1.60%
Sole
0.00
Shared
0.00
None
58.48K
Vanguard Ultra-Short Bond ETF
SOLEShares40.41K
TypeSH
Market value$2.0K
1.32%
Sole
0.00
Shared
0.00
None
40.41K
SPDR Portfolio Total Stock Market ETF
SOLEShares44.55K
TypeSH
Market value$2.0K
1.32%
Sole
0.00
Shared
0.00
None
44.55K
JP Morgan Ultra-Short Municipal Income ETF
SOLEShares34.49K
TypeSH
Market value$1.7K
1.16%
Sole
0.00
Shared
0.00
None
34.49K
iShares Gold Trust
SOLEShares52.55K
TypeSH
Market value$1.7K
1.11%
Sole
0.00
Shared
0.00
None
52.55K
Vanguard Intermediate Term Bond ETF
SOLEShares22.52K
TypeSH
Market value$1.7K
1.11%
Sole
0.00
Shared
0.00
None
22.52K
iShares S&P National Short Term Municipal Bond Fund
SOLEShares13.95K
TypeSH
Market value$1.4K
0.96%
Sole
0.00
Shared
0.00
None
13.95K
Pimco Enhanced Low Duration Active ETF
SOLEShares14.68K
TypeSH
Market value$1.4K
0.93%
Sole
0.00
Shared
0.00
None
14.68K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
iShares Core S&P 500 ETFSOLE | COM | 49.57K | SH | $17.8K 11.90% | 0.00 | 0.00 | 49.57K |
iShares Russell 3000 ETFSOLE | COM | 61.57K | SH | $12.7K 8.53% | 0.00 | 0.00 | 61.57K |
Janus Henderson AAA CLO ETFSOLE | COM | 221.14K | SH | $10.9K 7.27% | 0.00 | 0.00 | 221.14K |
SPDR Portfolio Short Term Corporate Bond ETFSOLE | COM | 347.54K | SH | $10.2K 6.80% | 0.00 | 0.00 | 347.54K |
JP Morgan Ultra-Short Income ETFSOLE | COM | 193.11K | SH | $9.7K 6.48% | 0.00 | 0.00 | 193.11K |
iShares Russell 1000 Growth ETFSOLE | COM | 43.91K | SH | $9.2K 6.18% | 0.00 | 0.00 | 43.91K |
Pimco Enhanced Short Maturity Active ETFSOLE | COM | 90.97K | SH | $9.0K 6.02% | 0.00 | 0.00 | 90.97K |
PowerShares FTSE RAFI US 1000 PortfolioSOLE | COM | 60.99K | SH | $8.5K 5.66% | 0.00 | 0.00 | 60.99K |
ProShares Short QQQSOLE | COM | 495.71K | SH | $7.4K 4.95% | 0.00 | 0.00 | 495.71K |
Vanguard Small-Cap ETFSOLE | COM | 40.58K | SH | $6.9K 4.64% | 0.00 | 0.00 | 40.58K |
ProShares Short S&P 500 Index FundSOLE | COM | 400.80K | SH | $6.9K 4.64% | 0.00 | 0.00 | 400.80K |
Janus Henderson BBB CLO ETFSOLE | COM | 148.46K | SH | $6.5K 4.34% | 0.00 | 0.00 | 148.46K |
iShares Core U.S. Aggregate Bond ETFSOLE | COM | 49.37K | SH | $4.8K 3.18% | 0.00 | 0.00 | 49.37K |
Vanguard Total Stock Market ETFSOLE | COM | 25.73K | SH | $4.6K 3.09% | 0.00 | 0.00 | 25.73K |
SPDR Portfolio S&P 500 Growth ETFSOLE | COM | 81.02K | SH | $4.4K 2.98% | 0.00 | 0.00 | 81.02K |
Pimco 0-5 Year High Yield Corporate Bond Index FundSOLE | COM | 27.88K | SH | $2.4K 1.63% | 0.00 | 0.00 | 27.88K |
SPDR Portfolio Large Cap ETFSOLE | COM | 51.08K | SH | $2.4K 1.62% | 0.00 | 0.00 | 51.08K |
SPDR Blackstone Senior Loan ETFSOLE | COM | 58.48K | SH | $2.4K 1.60% | 0.00 | 0.00 | 58.48K |
Vanguard Ultra-Short Bond ETFSOLE | COM | 40.41K | SH | $2.0K 1.32% | 0.00 | 0.00 | 40.41K |
SPDR Portfolio Total Stock Market ETFSOLE | COM | 44.55K | SH | $2.0K 1.32% | 0.00 | 0.00 | 44.55K |
JP Morgan Ultra-Short Municipal Income ETFSOLE | COM | 34.49K | SH | $1.7K 1.16% | 0.00 | 0.00 | 34.49K |
iShares Gold TrustSOLE | COM | 52.55K | SH | $1.7K 1.11% | 0.00 | 0.00 | 52.55K |
Vanguard Intermediate Term Bond ETFSOLE | COM | 22.52K | SH | $1.7K 1.11% | 0.00 | 0.00 | 22.52K |
iShares S&P National Short Term Municipal Bond FundSOLE | COM | 13.95K | SH | $1.4K 0.96% | 0.00 | 0.00 | 13.95K |
Pimco Enhanced Low Duration Active ETFSOLE | COM | 14.68K | SH | $1.4K 0.93% | 0.00 | 0.00 | 14.68K |
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