COMMONWEALTH FINANCIAL SERVICES, LLC

Filed: 2/6/2026ACC: 0001536755-26-000003

📋 What this filing means

COMMONWEALTH FINANCIAL SERVICES, LLC filed this quarterly 13F‑HR report disclosing 234 equity positions with a total reported market value of $606.28M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

234

Positions

$606.28M

Total AUM (reported)

10.45M

Total Shares

Allocation by class

COM$91.74M15.1%

TR UNIT$49.25M8.1%

UNIT SER 1$34.00M5.6%

SMITH OPPORT FXD$32.15M5.3%

FT VEST US EQUIT$29.14M4.8%

CORE S&P500 ETF$25.81M4.3%

10-20 YR TRS ETF$21.24M3.5%

Portfolio Concentration

Top 3$115.40M19.0%

4–10$140.12M23.1%

11–25$142.33M23.5%

Rest$208.43M34.4%

Top 3 weight

19.0%

Top 10 weight

42.1%

Voting Authority Distribution

Total shares with voting rights: 10.45M

Sole

Full voting authority

7.01K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

10.44M

% of voting shares99.9%

Investment Discretion (by position count)

Sole234

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings234

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares72.22K

TypeSH

Market value$49.25M

8.12%

Sole

0.00

Shared

0.00

None

72.22K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares55.35K

TypeSH

Market value$34.00M

5.61%

Sole

0.00

Shared

0.00

None

55.35K

FIRST TR EXCHNG TRADED FD VI

SOLE

SMITH OPPORT FXD

Shares725.39K

TypeSH

Market value$32.15M

5.30%

Sole

53.00

Shared

0.00

None

725.33K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST US EQUIT

Shares811.23K

TypeSH

Market value$28.84M

4.76%

Sole

0.00

Shared

0.00

None

811.23K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares37.68K

TypeSH

Market value$25.81M

4.26%

Sole

0.00

Shared

0.00

None

37.68K

ISHARES TR

SOLE

10-20 YR TRS ETF

Shares208.87K

TypeSH

Market value$21.24M

3.50%

Sole

0.00

Shared

0.00

None

208.87K

EA SERIES TRUST

SOLE

US QUAN MOMENTUM

Shares278.14K

TypeSH

Market value$18.16M

3.00%

Sole

0.00

Shared

0.00

None

278.14K

FIRST TR EXCHNG TRADED FD VI

SOLE

SMITH UNCONSTRAI

Shares709.77K

TypeSH

Market value$17.87M

2.95%

Sole

52.00

Shared

0.00

None

709.72K

EA SERIES TRUST

SOLE

FREEDOM 100 EM

Shares306.86K

TypeSH

Market value$15.73M

2.59%

Sole

0.00

Shared

0.00

None

306.86K

FIDELITY COMWLTH TR

SOLE

NASDAQ COMPSIT

Shares136.44K

TypeSH

Market value$12.47M

2.06%

Sole

0.00

Shared

0.00

None

136.44K

NVIDIA CORPORATION

SOLE

COM

Shares66.49K

TypeSH

Market value$12.40M

2.05%

Sole

3.06K

Shared

0.00

None

63.43K

ISHARES TR

SOLE

IBONDS 27 ETF

Shares434.63K

TypeSH

Market value$10.55M

1.74%

Sole

26.00

Shared

0.00

None

434.60K

ISHARES TR

SOLE

IBDS DEC28 ETF

Shares403.17K

TypeSH

Market value$10.26M

1.69%

Sole

25.00

Shared

0.00

None

403.14K

ISHARES TR

SOLE

IBONDS DEC 29

Shares432.83K

TypeSH

Market value$10.13M

1.67%

Sole

27.00

Shared

0.00

None

432.80K

PACER FDS TR

SOLE

DEVELOPED MRKT

Shares252.24K

TypeSH

Market value$9.76M

1.61%

Sole

0.00

Shared

0.00

None

252.24K

ISHARES TR

SOLE

IBONDS DEC 2030

Shares439.18K

TypeSH

Market value$9.69M

1.60%

Sole

29.00

Shared

0.00

None

439.15K

MICROSOFT CORP

SOLE

COM

Shares19.79K

TypeSH

Market value$9.57M

1.58%

Sole

212.00

Shared

0.00

None

19.58K

J P MORGAN EXCHANGE TRADED F

SOLE

ACTIVE VALUE ETF

Shares132.58K

TypeSH

Market value$9.51M

1.57%

Sole

0.00

Shared

0.00

None

132.58K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares105.82K

TypeSH

Market value$9.47M

1.56%

Sole

0.00

Shared

0.00

None

105.82K

FIRST TR EXCHANGE-TRADED FD

SOLE

WCM INTL EQUITY

Shares544.97K

TypeSH

Market value$9.27M

1.53%

Sole

0.00

Shared

0.00

None

544.97K

ISHARES TR

SOLE

IBONDS DEC 2031

Shares426.88K

TypeSH

Market value$9.03M

1.49%

Sole

0.00

Shared

0.00

None

426.88K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares95.17K

TypeSH

Market value$8.80M

1.45%

Sole

0.00

Shared

0.00

None

95.17K

ISHARES TR

SOLE

IBONDS 2027 TERM

Shares362.66K

TypeSH

Market value$8.09M

1.34%

Sole

23.00

Shared

0.00

None

362.64K

ISHARES TR

SOLE

IBONDS 28 TR HI

Shares338.86K

TypeSH

Market value$8.02M

1.32%

Sole

0.00

Shared

0.00

None

338.86K

ISHARES TR

SOLE

IBONDS 29 TR HI

Shares328.81K

TypeSH

Market value$7.77M

1.28%

Sole

0.00

Shared

0.00

None

328.81K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	72.22K	SH	$49.25M 8.12%	0.00	72.22K
INVESCO QQQ TRSOLE	UNIT SER 1	55.35K	SH	$34.00M 5.61%	0.00	55.35K
FIRST TR EXCHNG TRADED FD VISOLE	SMITH OPPORT FXD	725.39K	SH	$32.15M 5.30%	53.00	725.33K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST US EQUIT	811.23K	SH	$28.84M 4.76%	0.00	811.23K
ISHARES TRSOLE	CORE S&P500 ETF	37.68K	SH	$25.81M 4.26%	0.00	37.68K
ISHARES TRSOLE	10-20 YR TRS ETF	208.87K	SH	$21.24M 3.50%	0.00	208.87K
EA SERIES TRUSTSOLE	US QUAN MOMENTUM	278.14K	SH	$18.16M 3.00%	0.00	278.14K
FIRST TR EXCHNG TRADED FD VISOLE	SMITH UNCONSTRAI	709.77K	SH	$17.87M 2.95%	52.00	709.72K
EA SERIES TRUSTSOLE	FREEDOM 100 EM	306.86K	SH	$15.73M 2.59%	0.00	306.86K
FIDELITY COMWLTH TRSOLE	NASDAQ COMPSIT	136.44K	SH	$12.47M 2.06%	0.00	136.44K
NVIDIA CORPORATIONSOLE	COM	66.49K	SH	$12.40M 2.05%	3.06K	63.43K
ISHARES TRSOLE	IBONDS 27 ETF	434.63K	SH	$10.55M 1.74%	26.00	434.60K
ISHARES TRSOLE	IBDS DEC28 ETF	403.17K	SH	$10.26M 1.69%	25.00	403.14K
ISHARES TRSOLE	IBONDS DEC 29	432.83K	SH	$10.13M 1.67%	27.00	432.80K
PACER FDS TRSOLE	DEVELOPED MRKT	252.24K	SH	$9.76M 1.61%	0.00	252.24K
ISHARES TRSOLE	IBONDS DEC 2030	439.18K	SH	$9.69M 1.60%	29.00	439.15K
MICROSOFT CORPSOLE	COM	19.79K	SH	$9.57M 1.58%	212.00	19.58K
J P MORGAN EXCHANGE TRADED FSOLE	ACTIVE VALUE ETF	132.58K	SH	$9.51M 1.57%	0.00	132.58K
ISHARES TRSOLE	CORE MSCI EAFE	105.82K	SH	$9.47M 1.56%	0.00	105.82K
FIRST TR EXCHANGE-TRADED FDSOLE	WCM INTL EQUITY	544.97K	SH	$9.27M 1.53%	0.00	544.97K
ISHARES TRSOLE	IBONDS DEC 2031	426.88K	SH	$9.03M 1.49%	0.00	426.88K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	95.17K	SH	$8.80M 1.45%	0.00	95.17K
ISHARES TRSOLE	IBONDS 2027 TERM	362.66K	SH	$8.09M 1.34%	23.00	362.64K
ISHARES TRSOLE	IBONDS 28 TR HI	338.86K	SH	$8.02M 1.32%	0.00	338.86K
ISHARES TRSOLE	IBONDS 29 TR HI	328.81K	SH	$7.77M 1.28%	0.00	328.81K

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