COLYER DIANE J (SVP and Corporate Secretary) exercised options at QUAINT OAK BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/10/2023ACC: 0001437749-23-013483
Officer· SVP and Corporate Secretary
Since May 2019
-4.47K
Net shares
Net seller
$81.0K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
10K acquired · 14.47K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+10K
Price / share
$8.10
Trade value
$81K
% of position
116.4%
5/8/2023
8.59K→18.59K
Common Stock
Direct
Shares
−4.47K
Price / share
$18.10
Trade value
$81K
% of position
24.1%
5/8/2023
18.59K→14.11K
Total
Net shares
+5.53K
Net value
$2.50
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/8/2023 | M · Option Exercise | +10K | $8.10 | $81K | 116.4% | 8.59K | 18.59K |
| Common Stock Direct | 5/8/2023 | F · Tax Withholding | −4.47K | $18.10 | $81K | 24.1% | 18.59K | 14.11K |
| Total | +5.53K | $2.50 | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
10K shares
Shares
−10K
Strike price
8.10
Held after
0.00
Exercisable
—
5/8/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock10K shares | 5/8/2023 | M · Option Exercise | −10K | 8.10 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)4
Common Stock
IndirectShares owned1.09K
Common Stock
IndirectShares owned1.20K
Common Stock
IndirectShares owned14.30K
Common Stock
IndirectShares owned2.82K
Total
19.41K indirect19.41K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.09K | Indirect |
| Common Stock | 1.20K | Indirect |
| Common Stock | 14.30K | Indirect |
| Common Stock | 2.82K | Indirect |
| Total | 19.41K | 19.41K indirect |
Derivative Holdings (Post-Transaction)1
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
6K
Shares owned
6K
Exercise price
13.3000
Expiration
—
Exercise window
—
Total
Underlying
6K
Owned
6K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 13.3000 | — | — | 6K | 6K |
| Total | 6K | 6K | ||||