COLUCCI NICHOLAS enters ELECTROCORE, INC. with 57.13K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 6/21/2018ACC: 0001209191-18-039089
57.13K
Baseline shares
26% direct
14.59K
Direct ownership
1 position
7.68K
Derivative underlying
2 instruments
5
Security positions
42.54K indirect
Non-Derivative Holdings5
Common Stock
IndirectShares owned22.40K
Common Stock
IndirectShares owned7.51K
Common Stock
IndirectShares owned5.40K
Common Stock
IndirectShares owned7.23K
Common Stock
DirectShares owned14.59K
Total
14.59K direct·42.54K indirect57.13K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 22.40K | Indirect |
| Common Stock | 7.51K | Indirect |
| Common Stock | 5.40K | Indirect |
| Common Stock | 7.23K | Indirect |
| Common Stock | 14.59K | Direct |
| Total | 57.13K | 14.59K direct·42.54K indirect |
Derivative Holdings2
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
7.08K
Shares owned
N/A
Exercise price
15.00
Expiration
—
Exercise window
—
Warrant
IndirectUnderlying security
Common Stock
Underlying shares
603.00
Shares owned
N/A
Exercise price
12.60
Expiration
—
Exercise window
—
Total
Underlying
7.68K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock | 15.00 | — | — | 7.08K | N/A |
| Warrant Indirect | Common Stock | 12.60 | — | — | 603.00 | N/A |
| Total | 7.68K | 0.00 | ||||