COLLINS STEVEN C. (EVP and COO) received a stock award from EARTHSTONE ENERGY INC

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

COLLINS STEVEN C.

Filed: 11/2/2023ACC: 0000899243-23-020124

InsiderCOLLINS STEVEN C.CIK 1628376

→

IssuerEARTHSTONE ENERGY INCCIK 10254

Officer· EVP and COO

Since Apr 2022

-932.27K

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

548.26K acquired · 1.48M disposed

Non-Derivative Transactions5

Class A Common Stock

Direct

M · Option Exercise

+288K

Price / share

—

Trade value

—

% of position

64.7%

11/1/2023

445.27K→733.27K

Class A Common Stock

Direct

M · Option Exercise

+127.53K

Price / share

—

Trade value

—

% of position

17.4%

11/1/2023

733.27K→860.80K

Class A Common Stock

Direct

M · Option Exercise

+71.47K

Price / share

—

Trade value

—

% of position

8.3%

11/1/2023

860.80K→932.27K

Class A Common Stock

Direct

A · Award

+61.26K

Price / share

—

Trade value

—

% of position

6.6%

11/1/2023

932.27K→993.53K

Class A Common Stock

Direct

D · Disposition

−993.53K

Price / share

—

Trade value

—

% of position

New position

11/1/2023

993.53K→0.00

Total

Net shares

−445.27K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	11/1/2023	M · Option Exercise	+288K	—	—	64.7%	445.27K	733.27K
Class A Common Stock Direct	11/1/2023	M · Option Exercise	+127.53K	—	—	17.4%	733.27K	860.80K
Class A Common Stock Direct	11/1/2023	M · Option Exercise	+71.47K	—	—	8.3%	860.80K	932.27K
Class A Common Stock Direct	11/1/2023	A · Award	+61.26K	—	—	6.6%	932.27K	993.53K
Class A Common Stock Direct	11/1/2023	D · Disposition	−993.53K	—	—	New position	993.53K	0.00
Total			−445.27K		$0.00

Derivative Transactions3

Performance Unit

Direct

M · Option Exercise

Converts to

Common Stock

288K shares

−288K

Strike price

Held after

0.00

Exercisable

—

11/1/2023

Performance Unit

Direct

M · Option Exercise

Converts to

Common Stock

127.53K shares

−127.53K

Strike price

Held after

0.00

Exercisable

—

11/1/2023

Performance Unit

Direct

M · Option Exercise

Converts to

Common Stock

71.47K shares

−71.47K

Strike price

Held after

0.00

Exercisable

—

11/1/2023

Security	Converts To	Date	Type	Shares	Exercisable
Performance Unit Direct	Common Stock288K shares	11/1/2023	M · Option Exercise	−288K	—
Performance Unit Direct	Common Stock127.53K shares	11/1/2023	M · Option Exercise	−127.53K	—
Performance Unit Direct	Common Stock71.47K shares	11/1/2023	M · Option Exercise	−71.47K	—