COLE STEPHEN C reported 3 transactions at AESI HOLDINGS INC.
Review the transaction codes below to understand the nature of each event.
Filed: 9/15/2023ACC: 0000899243-23-019179
+4.71M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
4.71M acquired
Non-Derivative Transactions3
Class A Common Stock
Indirect
Shares
+11.33K
Price / share
—
Trade value
—
% of position
New position
9/13/2023
0.00→11.33K
Class A Common Stock
Indirect
Shares
+120.48K
Price / share
—
Trade value
—
% of position
New position
9/13/2023
0.00→120.48K
Class B Common Stock
Indirect
Shares
+2.29M
Price / share
—
Trade value
—
% of position
New position
9/13/2023
0.00→2.29M
Total
Net shares
+2.42M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Indirect | 9/13/2023 | J · J | +11.33K | — | — | New position | 0.00 | 11.33K |
| Class A Common Stock Indirect | 9/13/2023 | J · J | +120.48K | — | — | New position | 0.00 | 120.48K |
| Class B Common Stock Indirect | 9/13/2023 | J · J | +2.29M | — | — | New position | 0.00 | 2.29M |
| Total | +2.42M | $0.00 | ||||||
Derivative Transactions1
Atlas Sand Operating, LLC Units
Indirect
Converts to
Class A Common Stock
2.29M shares
Shares
+2.29M
Strike price
Held after
2.29M
Exercisable
—
9/13/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Atlas Sand Operating, LLC Units Indirect | Class A Common Stock2.29M shares | 9/13/2023 | J · J | +2.29M | — | 2.29M |
Non-Derivative Holdings (Post-Transaction)1
Class A Common Stock
DirectShares owned8.06K
Total
8.06K direct8.06K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 8.06K | Direct |
| Total | 8.06K | 8.06K direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported