COHEN WAYNE (President and COO) exercised options at SCULPTOR CAPITAL MANAGEMENT, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

COHEN WAYNE

Filed: 1/4/2023ACC: 0001403256-23-000020

InsiderCOHEN WAYNECIK 1661565

→

IssuerSCULPTOR CAPITAL MANAGEMENT, INC.CIK 1403256

Officer· President and COO

Since Feb 2019

-52.62K

Net shares

Net seller

$455.7K

Total sold

Open market trades

0B · 0S

Total transactions

62.58K acquired · 115.20K disposed

Non-Derivative Transactions5

Class A Shares

Direct

M · Option Exercise

+46.06K

Price / share

—

Trade value

—

% of position

8.4%

1/1/2023

551.54K→597.60K

Class A Shares

Direct

M · Option Exercise

+10.49K

Price / share

—

Trade value

—

% of position

1.8%

1/1/2023

597.60K→608.09K

Class A Shares

Direct

M · Option Exercise

+6.03K

Price / share

—

Trade value

—

% of position

1.0%

1/1/2023

608.09K→614.12K

Class A Shares

Direct

D · Disposition

−46.06K

Price / share

$8.66

Trade value

$398.91K

% of position

7.5%

1/1/2023

614.12K→568.05K

Class A Shares

Direct

F · Tax Withholding

−6.56K

Price / share

$8.66

Trade value

$56.82K

% of position

1.2%

1/1/2023

568.05K→561.49K

Total

Net shares

+9.96K

Net value

-$455.72K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Shares Direct	1/1/2023	M · Option Exercise	+46.06K	—	—	8.4%	551.54K	597.60K
Class A Shares Direct	1/1/2023	M · Option Exercise	+10.49K	—	—	1.8%	597.60K	608.09K
Class A Shares Direct	1/1/2023	M · Option Exercise	+6.03K	—	—	1.0%	608.09K	614.12K
Class A Shares Direct	1/1/2023	D · Disposition	−46.06K	$8.66	$398.91K	7.5%	614.12K	568.05K
Class A Shares Direct	1/1/2023	F · Tax Withholding	−6.56K	$8.66	$56.82K	1.2%	568.05K	561.49K
Total			+9.96K		-$455.72K

Derivative Transactions3

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

46.06K shares

−46.06K

Strike price

Held after

92.12K

Exercisable

—

1/1/2023

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

10.49K shares

−10.49K

Strike price

Held after

10.49K

Exercisable

—

1/1/2023

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

6.03K shares

−6.03K

Strike price

Held after

0.00

Exercisable

—

1/1/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Class A Restricted Share Units Direct	Class A Shares46.06K shares	1/1/2023	M · Option Exercise	−46.06K	—	92.12K
Class A Restricted Share Units Direct	Class A Shares10.49K shares	1/1/2023	M · Option Exercise	−10.49K	—	10.49K
Class A Restricted Share Units Direct	Class A Shares6.03K shares	1/1/2023	M · Option Exercise	−6.03K	—	0.00