COHEN SPONSOR INTERESTS III, LLC exercised options at FINTECH ACQUISITION CORP. III

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

COHEN SPONSOR INTERESTS III, LLC

Filed: 10/20/2020ACC: 0001213900-20-032395

InsiderCOHEN SPONSOR INTERESTS III, LLCCIK 1757297

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IssuerFINTECH ACQUISITION CORP. IIICIK 1729756

10% Owner

Since Nov 2018

-676.72K

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

3.27M acquired · 3.95M disposed

Non-Derivative Transactions3

Class A Common Stock

Indirect

M · Option Exercise

+2.73M

Price / share

—

Trade value

—

% of position

New position

10/16/2020

0.00→2.73M

Class A Common Stock

Indirect

M · Option Exercise

+326.96K

Price / share

—

Trade value

—

% of position

New position

10/16/2020

0.00→326.96K

Class A Common Stock

Indirect

M · Option Exercise

+220.13K

Price / share

—

Trade value

—

% of position

New position

10/16/2020

0.00→220.13K

Total

Net shares

+3.27M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Indirect	10/16/2020	M · Option Exercise	+2.73M	—	—	New position	0.00	2.73M
Class A Common Stock Indirect	10/16/2020	M · Option Exercise	+326.96K	—	—	New position	0.00	326.96K
Class A Common Stock Indirect	10/16/2020	M · Option Exercise	+220.13K	—	—	New position	0.00	220.13K
Total			+3.27M		$0.00

Derivative Transactions6

Class B Common Stock

Indirect

J · J

Converts to

Class A Common Stock

205K shares

−205K

Strike price

Held after

3.05M

Exercisable

—

10/16/2020

Class B Common Stock

Indirect

J · J

Converts to

Class A Common Stock

321.10K shares

−321.10K

Strike price

Held after

2.73M

Exercisable

—

10/16/2020

Class B Common Stock

Indirect

M · Option Exercise

Converts to

Class A Common Stock

2.73M shares

−2.73M

Strike price

Held after

0.00

Exercisable

—

10/16/2020

Class B Common Stock

Indirect

J · J

Converts to

Class A Common Stock

150.62K shares

−150.62K

Strike price

Held after

326.96K

Exercisable

—

10/16/2020

Class B Common Stock

Indirect

M · Option Exercise

Converts to

Class A Common Stock

326.96K shares

−326.96K

Strike price

Held after

0.00

Exercisable

—

10/16/2020

Class B Common Stock

Indirect

M · Option Exercise

Converts to

Class A Common Stock

220.13K shares

−220.13K

Strike price

Held after

0.00

Exercisable

—

10/16/2020

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Class B Common Stock Indirect	Class A Common Stock205K shares	10/16/2020	J · J	−205K	—	3.05M
Class B Common Stock Indirect	Class A Common Stock321.10K shares	10/16/2020	J · J	−321.10K	—	2.73M
Class B Common Stock Indirect	Class A Common Stock2.73M shares	10/16/2020	M · Option Exercise	−2.73M	—	0.00
Class B Common Stock Indirect	Class A Common Stock150.62K shares	10/16/2020	J · J	−150.62K	—	326.96K
Class B Common Stock Indirect	Class A Common Stock326.96K shares	10/16/2020	M · Option Exercise	−326.96K	—	0.00
Class B Common Stock Indirect	Class A Common Stock220.13K shares	10/16/2020	M · Option Exercise	−220.13K	—	0.00