Filed: 7/7/2023ACC: 0001415889-23-010942
DirectorOfficer10% Owner· Executive Chairman and CEO
Since Mar 2026
+2.07M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
2.07M acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions4
Series A Convertible Preferred Stock
Direct
Converts to
Common Stock
862.07K shares
Shares
+1.25K
Strike price
1.45
Held after
1.25K
Exercisable
—
7/5/2023
Warrants
Direct
Converts to
Common Stock
862.07K shares
Shares
+862.07K
Strike price
1.45
Held after
862.07K
Exercisable
—
7/5/2023
Series A Convertible Preferred Stock
Indirect
Converts to
Common Stock
1.21M shares
Shares
+1.75K
Strike price
1.45
Held after
1.75K
Exercisable
—
7/5/2023
Warrants
Indirect
Converts to
Common Stock
1.21M shares
Shares
+1.21M
Strike price
1.45
Held after
1.21M
Exercisable
—
7/5/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred Stock Direct | Common Stock862.07K shares | 7/5/2023 | P · Purchase | +1.25K | 1.45 | — | 1.25K |
| Warrants Direct | Common Stock862.07K shares | 7/5/2023 | P · Purchase | +862.07K | 1.45 | — | 862.07K |
| Series A Convertible Preferred Stock Indirect | Common Stock1.21M shares | 7/5/2023 | P · Purchase | +1.75K | 1.45 | — | 1.75K |
| Warrants Indirect | Common Stock1.21M shares | 7/5/2023 | P · Purchase | +1.21M | 1.45 | — | 1.21M |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned4.99M
Total
4.99M direct4.99M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 4.99M | Direct |
| Total | 4.99M | 4.99M direct |
Derivative Holdings (Post-Transaction)1
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
100K
Shares owned
100K
Exercise price
5.56
Expiration
—
Exercise window
—
Total
Underlying
100K
Owned
100K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 5.56 | — | — | 100K | 100K |
| Total | 100K | 100K | ||||