Senior insider sale

Group Managing Director at LPL FINANCIAL HOLDINGS INC. — senior position signals high conviction

$1.02M

3.30K shares

What this filing means

COHEN MARC ELIOT plans to sell 3.30K shares of LPL FINANCIAL HOLDINGS INC. valued at approximately $1.02M. Form 144 is a notice of intent to sell restricted or control securities — not a mandatory transaction. This filing provides advance warning of potential selling pressure.

COHEN MARC ELIOT

Filed: 3/10/2026ACC: 0001959173-26-002134

InsiderCOHEN MARC ELIOTCIK 2050551

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IssuerLPL FINANCIAL HOLDINGS INC.CIK 1397911

Officer· Group Managing Director

Since Feb 2026

3.30K

Shares to sell

$1.02M

Approx. market value

1.09K

Acquired (3 months)

Planned

1 completed

Securities Acquired — Last 3 Months18

Sort

Restricted Stock Vesting

Compensation

2/25/2026

812.00

Restricted Stock Vesting

Compensation

6/12/2025

41.00

Restricted Stock Vesting

Compensation

2/25/2025

55.00

ESPP Purchase

Cash

11/8/2024

12.00

ESPP Purchase

Cash

8/2/2024

11.00

Restricted Stock Vesting

Compensation

6/12/2024

54.00

ESPP Purchase

Cash

5/10/2024

10.00

Restricted Stock Vesting

Compensation

2/25/2024

1.00

ESPP Purchase

Cash

2/2/2024

10.00

ESPP Purchase

Cash

11/10/2023

11.00

ESPP Purchase

Cash

8/4/2023

11.00

ESPP Purchase

Cash

5/12/2023

13.00

ESPP Purchase

Cash

2/3/2023

9.00

ESPP Purchase

Cash

11/10/2022

11.00

ESPP Purchase

Cash

8/5/2022

12.00

ESPP Purchase

Cash

5/13/2022

14.00

ESPP Purchase

Cash

2/4/2022

1.00

ESPP Purchase

Cash

11/12/2021

1.00

Total acquired1.09K

Acquisition Date	Type	Amount Acquired	Gift
2/25/2026	Restricted Stock Vesting Compensation	812.00	—
6/12/2025	Restricted Stock Vesting Compensation	41.00	—
2/25/2025	Restricted Stock Vesting Compensation	55.00	—
11/8/2024	ESPP Purchase Cash	12.00	—
8/2/2024	ESPP Purchase Cash	11.00	—
6/12/2024	Restricted Stock Vesting Compensation	54.00	—
5/10/2024	ESPP Purchase Cash	10.00	—
2/25/2024	Restricted Stock Vesting Compensation	1.00	—
2/2/2024	ESPP Purchase Cash	10.00	—
11/10/2023	ESPP Purchase Cash	11.00	—
8/4/2023	ESPP Purchase Cash	11.00	—
5/12/2023	ESPP Purchase Cash	13.00	—
2/3/2023	ESPP Purchase Cash	9.00	—
11/10/2022	ESPP Purchase Cash	11.00	—
8/5/2022	ESPP Purchase Cash	12.00	—
5/13/2022	ESPP Purchase Cash	14.00	—
2/4/2022	ESPP Purchase Cash	1.00	—
11/12/2021	ESPP Purchase Cash	1.00	—
Total		1.09K

Planned & Completed Dispositions2

Sort

Completed

—Completed

Units to sell

2.21K

Market value

$683.0K

3/9/2026

Planned — Approximate Date

NASDAQPlanned

Units to sell

1.09K

Market value

$337.0K

3/10/2026

Total

Units

3.30K

Value

$1.02M

Date	Units to Sell	Approx. Market Value	Exchange	Status
Completed
3/9/2026	2.21K	$683.0K	—	Completed
Planned — Approximate Date
3/10/2026	1.09K	$337.0K	NASDAQ	Planned
Total	3.30K	$1.02M