Filed: 12/21/2023ACC: 0001104659-23-128230
DirectorOfficer10% Owner· Executive Chairman
Since Mar 2026
+211K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
211K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Cohen & Company, LLC Membership Units
Direct
Converts to
Common Stock, par value $0.01 per share
21.10K shares
Shares
+211K
Strike price
Held after
23.21M
Exercisable
—
12/21/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Cohen & Company, LLC Membership Units Direct | Common Stock, par value $0.01 per share21.10K shares | 12/21/2023 | A · Award | +211K | — | 23.21M |
Non-Derivative Holdings (Post-Transaction)3
Common Stock, par value $0.01 per share
IndirectShares owned78.74K
Common Stock, par value $0.01 per share
DirectShares owned24.02K
Common Stock, par value $0.01 per share
IndirectShares owned80K
Total
24.02K direct·158.74K indirect182.76K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.01 per share | 78.74K | Indirect |
| Common Stock, par value $0.01 per share | 24.02K | Direct |
| Common Stock, par value $0.01 per share | 80K | Indirect |
| Total | 182.76K | 24.02K direct·158.74K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported