Filed: 11/14/2023ACC: 0001172661-23-003979
📋 What this filing means
COHEN & CO FINANCIAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 8 equity positions with a total reported market value of $18.28M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
8
Positions
$18.28M
Total AUM (reported)
10.05M
Total Shares
Allocation by class
COM$12.80M70.0%
*W EXP 01/01/202$2.11M11.5%
ORD SHS$1.51M8.3%
CLASS A COM$768.9K4.2%
SHS$669.5K3.7%
CL A$426.6K2.3%
Portfolio Concentration
Top 3$16.18M88.5%
4–10$2.10M11.5%
Top 3 weight
88.5%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 10.05M
Sole
Full voting authority
10.05M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole8
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings8
Rows:
LANZATECH GLOBAL INC
SOLEShares2.69M
TypeSH
Market value$12.56M
68.72%
Sole
2.69M
Shared
0.00
None
0.00
LANZATECH GLOBAL INC
SOLEShares2.01M
TypeSH
Market value$2.11M
11.55%
Sole
2.01M
Shared
0.00
None
0.00
SATIXFY COMMUNICATIONS LTD
SOLEShares2.84M
TypeSH
Market value$1.51M
8.26%
Sole
2.84M
Shared
0.00
None
0.00
SHF HOLDINGS INC
SOLEShares971.20K
TypeSH
Market value$767.3K
4.20%
Sole
971.20K
Shared
0.00
None
0.00
ESGL HLDGS LTD
SOLEShares1.27M
TypeSH
Market value$669.5K
3.66%
Sole
1.27M
Shared
0.00
None
0.00
RUBICON TECHNOLOGIES INC
SOLEShares205.11K
TypeSH
Market value$426.6K
2.33%
Sole
205.11K
Shared
0.00
None
0.00
OCEAN BIOMEDICAL INC
SOLEShares59.72K
TypeSH
Market value$232.9K
1.27%
Sole
59.72K
Shared
0.00
None
0.00
APPRECIATE HOLDINGS INC
SOLEShares10K
TypeSH
Market value$1.6K
<0.01%
Sole
10K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
LANZATECH GLOBAL INCSOLE | COM | 2.69M | SH | $12.56M 68.72% | 2.69M | 0.00 | 0.00 |
LANZATECH GLOBAL INCSOLE | *W EXP 01/01/202 | 2.01M | SH | $2.11M 11.55% | 2.01M | 0.00 | 0.00 |
SATIXFY COMMUNICATIONS LTDSOLE | ORD SHS | 2.84M | SH | $1.51M 8.26% | 2.84M | 0.00 | 0.00 |
SHF HOLDINGS INCSOLE | CLASS A COM | 971.20K | SH | $767.3K 4.20% | 971.20K | 0.00 | 0.00 |
ESGL HLDGS LTDSOLE | SHS | 1.27M | SH | $669.5K 3.66% | 1.27M | 0.00 | 0.00 |
RUBICON TECHNOLOGIES INCSOLE | CL A | 205.11K | SH | $426.6K 2.33% | 205.11K | 0.00 | 0.00 |
OCEAN BIOMEDICAL INCSOLE | COM | 59.72K | SH | $232.9K 1.27% | 59.72K | 0.00 | 0.00 |
APPRECIATE HOLDINGS INCSOLE | CLASS A COM | 10K | SH | $1.6K <0.01% | 10K | 0.00 | 0.00 |