Filed: 8/14/2023ACC: 0001172661-23-003092
📋 What this filing means
COHEN & CO FINANCIAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 7 equity positions with a total reported market value of $23.90M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
7
Positions
$23.90M
Total AUM (reported)
10.44M
Total Shares
Allocation by class
COM$20.22M84.6%
*W EXP 01/01/202$1.37M5.7%
ORD SHS$1.19M5.0%
CL A COM$607.1K2.5%
CLASS A COM$518.3K2.2%
Portfolio Concentration
Top 3$22.39M93.7%
4–10$1.51M6.3%
Top 3 weight
93.7%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 10.44M
Sole
Full voting authority
10.44M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole7
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings7
Rows:
LANZATECH GLOBAL INC
SOLEShares2.90M
TypeSH
Market value$19.83M
82.98%
Sole
2.90M
Shared
0.00
None
0.00
LANZATECH GLOBAL INC
SOLEShares2.01M
TypeSH
Market value$1.37M
5.72%
Sole
2.01M
Shared
0.00
None
0.00
SATIXFY COMMUNICATIONS LTD
SOLEShares2.84M
TypeSH
Market value$1.19M
4.98%
Sole
2.84M
Shared
0.00
None
0.00
RUBICON TECHNOLOGIES INC
SOLEShares1.64M
TypeSH
Market value$607.1K
2.54%
Sole
1.64M
Shared
0.00
None
0.00
SHF HOLDINGS INC
SOLEShares971.20K
TypeSH
Market value$514.7K
2.15%
Sole
971.20K
Shared
0.00
None
0.00
OCEAN BIOMEDICAL INC
SOLEShares64.26K
TypeSH
Market value$386.2K
1.62%
Sole
64.26K
Shared
0.00
None
0.00
APPRECIATE HOLDINGS INC
SOLEShares10K
TypeSH
Market value$3.6K
0.02%
Sole
10K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
LANZATECH GLOBAL INCSOLE | COM | 2.90M | SH | $19.83M 82.98% | 2.90M | 0.00 | 0.00 |
LANZATECH GLOBAL INCSOLE | *W EXP 01/01/202 | 2.01M | SH | $1.37M 5.72% | 2.01M | 0.00 | 0.00 |
SATIXFY COMMUNICATIONS LTDSOLE | ORD SHS | 2.84M | SH | $1.19M 4.98% | 2.84M | 0.00 | 0.00 |
RUBICON TECHNOLOGIES INCSOLE | CL A COM | 1.64M | SH | $607.1K 2.54% | 1.64M | 0.00 | 0.00 |
SHF HOLDINGS INCSOLE | CLASS A COM | 971.20K | SH | $514.7K 2.15% | 971.20K | 0.00 | 0.00 |
OCEAN BIOMEDICAL INCSOLE | COM | 64.26K | SH | $386.2K 1.62% | 64.26K | 0.00 | 0.00 |
APPRECIATE HOLDINGS INCSOLE | CLASS A COM | 10K | SH | $3.6K 0.02% | 10K | 0.00 | 0.00 |