Filed: 5/15/2023ACC: 0001172661-23-002167
📋 What this filing means
COHEN & CO FINANCIAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 9 equity positions with a total reported market value of $33.99M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
9
Positions
$33.99M
Total AUM (reported)
16.16M
Total Shares
Allocation by class
COM$21.68M63.8%
CL A$5.07M14.9%
CLASS A COM$2.24M6.6%
ORD SHS$1.92M5.6%
COMMON STOCK$1.16M3.4%
CL A COM$1.08M3.2%
*W EXP 01/01/202$844.2K2.5%
Portfolio Concentration
Top 3$26.75M78.7%
4–10$7.24M21.3%
Top 3 weight
78.7%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 19.47M
Sole
Full voting authority
19.47M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole9
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings9
Rows:
LANZATECH GLOBAL INC
SOLEShares2.99M
TypeSH
Market value$11.60M
34.13%
Sole
2.99M
Shared
0.00
None
0.00
OCEAN BIOMEDICAL INC
SOLEShares1.52M
TypeSH
Market value$10.08M
29.66%
Sole
1.52M
Shared
0.00
None
0.00
GOLDEN FALCON ACQUISITION CO
SOLEShares500K
TypeSH
Market value$5.07M
14.90%
Sole
500K
Shared
0.00
None
0.00
SATIXFY COMMUNICATIONS LTD
SOLEShares2.84M
TypeSH
Market value$1.92M
5.64%
Sole
6.15M
Shared
0.00
None
0.00
APPRECIATE HOLDINGS INC
SOLEShares3.07M
TypeSH
Market value$1.75M
5.14%
Sole
3.07M
Shared
0.00
None
0.00
SEASTAR MEDICAL HOLDING CORP
SOLEShares623.40K
TypeSH
Market value$1.16M
3.41%
Sole
623.40K
Shared
0.00
None
0.00
RUBICON TECHNOLOGIES INC
SOLEShares1.64M
TypeSH
Market value$1.08M
3.17%
Sole
1.64M
Shared
0.00
None
0.00
LANZATECH GLOBAL INC
SOLEShares2.01M
TypeSH
Market value$844.2K
2.48%
Sole
2.01M
Shared
0.00
None
0.00
SHF HOLDINGS INC
SOLEShares971.20K
TypeSH
Market value$495.3K
1.46%
Sole
971.20K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
LANZATECH GLOBAL INCSOLE | COM | 2.99M | SH | $11.60M 34.13% | 2.99M | 0.00 | 0.00 |
OCEAN BIOMEDICAL INCSOLE | COM | 1.52M | SH | $10.08M 29.66% | 1.52M | 0.00 | 0.00 |
GOLDEN FALCON ACQUISITION COSOLE | CL A | 500K | SH | $5.07M 14.90% | 500K | 0.00 | 0.00 |
SATIXFY COMMUNICATIONS LTDSOLE | ORD SHS | 2.84M | SH | $1.92M 5.64% | 6.15M | 0.00 | 0.00 |
APPRECIATE HOLDINGS INCSOLE | CLASS A COM | 3.07M | SH | $1.75M 5.14% | 3.07M | 0.00 | 0.00 |
SEASTAR MEDICAL HOLDING CORPSOLE | COMMON STOCK | 623.40K | SH | $1.16M 3.41% | 623.40K | 0.00 | 0.00 |
RUBICON TECHNOLOGIES INCSOLE | CL A COM | 1.64M | SH | $1.08M 3.17% | 1.64M | 0.00 | 0.00 |
LANZATECH GLOBAL INCSOLE | *W EXP 01/01/202 | 2.01M | SH | $844.2K 2.48% | 2.01M | 0.00 | 0.00 |
SHF HOLDINGS INCSOLE | CLASS A COM | 971.20K | SH | $495.3K 1.46% | 971.20K | 0.00 | 0.00 |