Filed: 11/14/2022ACC: 0001172661-22-002417
📋 What this filing means
COHEN & CO FINANCIAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 28 equity positions with a total reported market value of $57.9K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
28
Positions
$57.9K
Total AUM (reported)
9.26M
Total Shares
Allocation by class
SHS CL A$11.5K19.8%
CLASS A ORD SHS$7.2K12.5%
CLASS A COM$7.0K12.1%
CL A COM$5.7K9.8%
CL A ORD SHS$4.7K8.1%
CLASS A ORD$4.4K7.6%
CL A SHS$3.6K6.2%
Portfolio Concentration
Top 3$18.2K31.5%
4–10$20.9K36.1%
11–25$18.7K32.3%
Rest$71.000.1%
Top 3 weight
31.5%
Top 10 weight
67.6%
Voting Authority Distribution
Total shares with voting rights: 9.26M
Sole
Full voting authority
9.26M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole28
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings28
Rows:
SHF HOLDINGS INC
SOLEShares1M
TypeSH
Market value$7.0K
12.11%
Sole
1M
Shared
0.00
None
0.00
RUBICON TECHNOLOGIES INC
SOLEShares2.67M
TypeSH
Market value$5.7K
9.84%
Sole
2.67M
Shared
0.00
None
0.00
PRIME IMPACT ACQUISITION I
SOLEShares549.72K
TypeSH
Market value$5.5K
9.55%
Sole
549.72K
Shared
0.00
None
0.00
AFRICAN GOLD ACQUISITION COR
SOLEShares500K
TypeSH
Market value$5.0K
8.55%
Sole
500K
Shared
0.00
None
0.00
DRAGONEER GROWTH OPT CORP II
SOLEShares341.02K
TypeSH
Market value$3.3K
5.77%
Sole
341.02K
Shared
0.00
None
0.00
FIFTH WALL ACQUISITN CORP II
SOLEShares299.50K
TypeSH
Market value$2.9K
5.09%
Sole
299.50K
Shared
0.00
None
0.00
LAKESHORE ACQUISITION II COR
SOLEShares250K
TypeSH
Market value$2.5K
4.34%
Sole
250K
Shared
0.00
None
0.00
EF HUTTON ACQUISITION CORP I
SOLEShares250.02K
TypeSH
Market value$2.5K
4.32%
Sole
250.02K
Shared
0.00
None
0.00
VAHANNA TECH EDGE ACQSTN I C
SOLEShares235K
TypeSH
Market value$2.4K
4.08%
Sole
235K
Shared
0.00
None
0.00
PATHFINDER ACQUISITION CORP
SOLEShares231.71K
TypeSH
Market value$2.3K
3.98%
Sole
231.71K
Shared
0.00
None
0.00
INFINITE ACQUISITION CORP
SOLEShares211.84K
TypeSH
Market value$2.1K
3.65%
Sole
211.84K
Shared
0.00
None
0.00
INVESTCORP EUROPE ACQUISITIO
SOLEShares200K
TypeSH
Market value$2.0K
3.49%
Sole
200K
Shared
0.00
None
0.00
CACTUS ACQUISITION CORP 1 LT
SOLEShares200K
TypeSH
Market value$2.0K
3.48%
Sole
200K
Shared
0.00
None
0.00
ALTIMETER GROWTH CORP 2
SOLEShares188.22K
TypeSH
Market value$1.9K
3.22%
Sole
188.22K
Shared
0.00
None
0.00
CHURCHILL CAPITAL CORP VII
SOLEShares175.74K
TypeSH
Market value$1.7K
2.98%
Sole
175.74K
Shared
0.00
None
0.00
ENPHYS ACQUISITION CORP
SOLEShares150K
TypeSH
Market value$1.5K
2.53%
Sole
150K
Shared
0.00
None
0.00
CARTICA ACQUISITION CORP
SOLEShares124.99K
TypeSH
Market value$1.3K
2.18%
Sole
124.99K
Shared
0.00
None
0.00
ICONIC SPORTS ACQUISITION CO
SOLEShares106.88K
TypeSH
Market value$1.1K
1.87%
Sole
106.88K
Shared
0.00
None
0.00
INTEGRATED WELLNESS ACQ CORP
SOLEShares100K
TypeSH
Market value$1.0K
1.75%
Sole
100K
Shared
0.00
None
0.00
MONUMENT CIRCLE ACQUISITN CO
SOLEShares100K
TypeSH
Market value$991.00
1.71%
Sole
100K
Shared
0.00
None
0.00
FRONTIER INVESTMENT CORP
SOLEShares100K
TypeSH
Market value$984.00
1.70%
Sole
100K
Shared
0.00
None
0.00
AFTERNEXT HEALTHTECH ACQUISI
SOLEShares100K
TypeSH
Market value$979.00
1.69%
Sole
100K
Shared
0.00
None
0.00
CANO HEALTH INC
SOLEShares300K
TypeSH
Market value$792.00
1.37%
Sole
300K
Shared
0.00
None
0.00
PIONEER MERGER CORP
SOLEShares129.53K
TypeSH
Market value$258.00
0.45%
Sole
129.53K
Shared
0.00
None
0.00
IONQ INC
SOLEShares100K
TypeSH
Market value$106.00
0.18%
Sole
100K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SHF HOLDINGS INCSOLE | CLASS A COM | 1M | SH | $7.0K 12.11% | 1M | 0.00 | 0.00 |
RUBICON TECHNOLOGIES INCSOLE | CL A COM | 2.67M | SH | $5.7K 9.84% | 2.67M | 0.00 | 0.00 |
PRIME IMPACT ACQUISITION ISOLE | SHS CL A | 549.72K | SH | $5.5K 9.55% | 549.72K | 0.00 | 0.00 |
AFRICAN GOLD ACQUISITION CORSOLE | SHS CL A | 500K | SH | $5.0K 8.55% | 500K | 0.00 | 0.00 |
DRAGONEER GROWTH OPT CORP IISOLE | CL A SHS | 341.02K | SH | $3.3K 5.77% | 341.02K | 0.00 | 0.00 |
FIFTH WALL ACQUISITN CORP IISOLE | CLASS A ORD SHS | 299.50K | SH | $2.9K 5.09% | 299.50K | 0.00 | 0.00 |
LAKESHORE ACQUISITION II CORSOLE | ORDINARY SHARES | 250K | SH | $2.5K 4.34% | 250K | 0.00 | 0.00 |
EF HUTTON ACQUISITION CORP ISOLE | UNIT 11/18/2027 | 250.02K | SH | $2.5K 4.32% | 250.02K | 0.00 | 0.00 |
VAHANNA TECH EDGE ACQSTN I CSOLE | CLASS A ORD | 235K | SH | $2.4K 4.08% | 235K | 0.00 | 0.00 |
PATHFINDER ACQUISITION CORPSOLE | CL A | 231.71K | SH | $2.3K 3.98% | 231.71K | 0.00 | 0.00 |
INFINITE ACQUISITION CORPSOLE | CL A ORD SHS | 211.84K | SH | $2.1K 3.65% | 211.84K | 0.00 | 0.00 |
INVESTCORP EUROPE ACQUISITIOSOLE | CLASS A ORD SHS | 200K | SH | $2.0K 3.49% | 200K | 0.00 | 0.00 |
CACTUS ACQUISITION CORP 1 LTSOLE | CLASS A ORD | 200K | SH | $2.0K 3.48% | 200K | 0.00 | 0.00 |
ALTIMETER GROWTH CORP 2SOLE | COM CL A | 188.22K | SH | $1.9K 3.22% | 188.22K | 0.00 | 0.00 |
CHURCHILL CAPITAL CORP VIISOLE | COM CL A | 175.74K | SH | $1.7K 2.98% | 175.74K | 0.00 | 0.00 |
ENPHYS ACQUISITION CORPSOLE | CL A ORD SHS | 150K | SH | $1.5K 2.53% | 150K | 0.00 | 0.00 |
CARTICA ACQUISITION CORPSOLE | CLASS A ORD SHS | 124.99K | SH | $1.3K 2.18% | 124.99K | 0.00 | 0.00 |
ICONIC SPORTS ACQUISITION COSOLE | CL A ORD SHS | 106.88K | SH | $1.1K 1.87% | 106.88K | 0.00 | 0.00 |
INTEGRATED WELLNESS ACQ CORPSOLE | ORD SHS CL A | 100K | SH | $1.0K 1.75% | 100K | 0.00 | 0.00 |
MONUMENT CIRCLE ACQUISITN COSOLE | UNIT 01/14/2026 | 100K | SH | $991.00 1.71% | 100K | 0.00 | 0.00 |
FRONTIER INVESTMENT CORPSOLE | CLASS A ORD SHS | 100K | SH | $984.00 1.70% | 100K | 0.00 | 0.00 |
AFTERNEXT HEALTHTECH ACQUISISOLE | SHS CL A | 100K | SH | $979.00 1.69% | 100K | 0.00 | 0.00 |
CANO HEALTH INCSOLE | *W EXP 06/03/202 | 300K | SH | $792.00 1.37% | 300K | 0.00 | 0.00 |
PIONEER MERGER CORPSOLE | CL A SHS | 129.53K | SH | $258.00 0.45% | 129.53K | 0.00 | 0.00 |
IONQ INCSOLE | *W EXP 99/99/999 | 100K | SH | $106.00 0.18% | 100K | 0.00 | 0.00 |
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