COHEN & COMPANY, LLC enters 10X CAPITAL VENTURE ACQUISITION CORP with 3.30M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 11/27/2020ACC: 0001104659-20-130167
10% Owner
Since Nov 2020
3.30M
Baseline shares
0.00
Direct ownership
0 positions
7.78M
Derivative underlying
2 instruments
2
Security positions
3.30M indirect
Non-Derivative Holdings2
Units
IndirectShares owned1.65M
Units
IndirectShares owned1.65M
Total
3.30M indirect3.30M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Units | 1.65M | Indirect |
| Units | 1.65M | Indirect |
| Total | 3.30M | 3.30M indirect |
Derivative Holdings2
Class B Common Stock, par value $0.0001 per share
IndirectUnderlying security
Class A Common Stock
Underlying shares
5.03M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Warrants
IndirectUnderlying security
Class A Common Stock
Underlying shares
2.75M
Shares owned
N/A
Exercise price
11.50
Expiration
—
Exercise window
—
Total
Underlying
7.78M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Class B Common Stock, par value $0.0001 per share Indirect | Class A Common Stock | — | — | 5.03M | N/A | |
| Warrants Indirect | Class A Common Stock | 11.50 | — | — | 2.75M | N/A |
| Total | 7.78M | 0.00 | ||||