COBB CLYDE LANDON JR. (See Remarks) exercised options at VOYA FINANCIAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/25/2020ACC: 0001127602-20-007657
Officer· See Remarks
Since Feb 2019
-1.81K
Net shares
Net seller
$182.9K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
5.95K acquired · 7.76K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+5.95K
Price / share
—
Trade value
—
% of position
91.8%
2/21/2020
6.48K→12.43K
Common Stock
Direct
Shares
−2.96K
Price / share
$61.86
Trade value
$182.92K
% of position
23.8%
2/24/2020
12.43K→9.48K
Total
Net shares
+2.99K
Net value
-$182.92K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/21/2020 | M · Option Exercise | +5.95K | — | — | 91.8% | 6.48K | 12.43K |
| Common Stock Direct | 2/24/2020 | F · Tax Withholding | −2.96K | $61.86 | $182.92K | 23.8% | 12.43K | 9.48K |
| Total | +2.99K | -$182.92K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
2.51K shares
Shares
−2.51K
Strike price
Held after
4.40K
Exercisable
—
2/21/2020
Performance Stock Unit
Direct
Converts to
Common Stock
3.44K shares
Shares
−2.30K
Strike price
1.50
Held after
5.82K
Exercisable
—
2/21/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock2.51K shares | 2/21/2020 | M · Option Exercise | −2.51K | — | 4.40K | |
| Performance Stock Unit Direct | Common Stock3.44K shares | 2/21/2020 | M · Option Exercise | −2.30K | 1.50 | — | 5.82K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Performance-Based Stock Options
DirectUnderlying security
Common Stock
Underlying shares
60.99K
Shares owned
60.99K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
60.99K
Owned
60.99K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Performance-Based Stock Options Direct | Common Stock | — | — | 60.99K | 60.99K | |
| Total | 60.99K | 60.99K | ||||