COATES PETER enters TROIKA MEDIA GROUP, INC. with 389K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 4/15/2021ACC: 0001477932-21-002398
10% Owner
389K
Baseline shares
0.00
Direct ownership
0 positions
7.48M
Derivative underlying
2 instruments
1
Security positions
389K indirect
Non-Derivative Holdings1
Common Stock, $.001 per share
IndirectShares owned389K
Total
389K indirect389K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $.001 per share | 389K | Indirect |
| Total | 389K | 389K indirect |
Derivative Holdings2
Series C Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
6.01M
Shares owned
N/A
Exercise price
0.75
Expiration
—
Exercise window
—
Series D Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
1.47M
Shares owned
N/A
Exercise price
0.75
Expiration
—
Exercise window
—
Total
Underlying
7.48M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series C Preferred Stock Direct | Common Stock | 0.75 | — | — | 6.01M | N/A |
| Series D Preferred Stock Direct | Common Stock | 0.75 | — | — | 1.47M | N/A |
| Total | 7.48M | 0.00 | ||||