Filed: 10/24/2023ACC: 0001951757-23-000596
📋 What this filing means
CLAYBROOK CAPITAL, LLC filed this quarterly 13F‑HR report disclosing 138 equity positions with a total reported market value of $174.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
138
Positions
$174.75M
Total AUM (reported)
11.12M
Total Shares
Allocation by class
COM$99.93M57.2%
TR UNIT$16.38M9.4%
UNIT SER 1$9.33M5.3%
CL B NEW$3.85M2.2%
COM SH BEN INT$3.18M1.8%
COM UT LTD PTN$3.12M1.8%
CL A$2.79M1.6%
Portfolio Concentration
Top 3$33.20M19.0%
4–10$26.17M15.0%
11–25$35.02M20.0%
Rest$80.36M46.0%
Top 3 weight
19.0%
Top 10 weight
34.0%
Voting Authority Distribution
Total shares with voting rights: 11.12M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.12M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole138
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings138
Rows:
SPDR S&P 500 ETF TR
SOLEShares38.32K
TypeSH
Market value$16.38M
9.37%
Sole
0.00
Shared
0.00
None
38.32K
INVESCO QQQ TR
SOLEShares26.05K
TypeSH
Market value$9.33M
5.34%
Sole
0.00
Shared
0.00
None
26.05K
NUVEEN NEW YORK AMT QLT MUNI
SOLEShares792.37K
TypeSH
Market value$7.49M
4.28%
Sole
0.00
Shared
0.00
None
792.37K
ALTRIA GROUP INC
SOLEShares120.46K
TypeSH
Market value$5.07M
2.90%
Sole
0.00
Shared
0.00
None
120.46K
NUVEEN NEW YORK QLT MUN INC
SOLEShares486.08K
TypeSH
Market value$4.70M
2.69%
Sole
0.00
Shared
0.00
None
486.08K
BERKSHIRE HATHAWAY INC DEL
SOLEShares10.98K
TypeSH
Market value$3.85M
2.20%
Sole
0.00
Shared
0.00
None
10.98K
AMAZON COM INC
SOLEShares28.05K
TypeSH
Market value$3.57M
2.04%
Sole
0.00
Shared
0.00
None
28.05K
ENERGY TRANSFER L P
SOLEShares222.30K
TypeSH
Market value$3.12M
1.78%
Sole
0.00
Shared
0.00
None
222.30K
BLACKROCK MUNIYIELD N Y QUAL
SOLEShares348.25K
TypeSH
Market value$3.09M
1.77%
Sole
0.00
Shared
0.00
None
348.25K
LADDER CAP CORP
SOLEShares271.78K
TypeSH
Market value$2.79M
1.60%
Sole
0.00
Shared
0.00
None
271.78K
VANGUARD INTL EQUITY INDEX F
SOLEShares29.42K
TypeSH
Market value$2.74M
1.57%
Sole
0.00
Shared
0.00
None
29.42K
VANECK ETF TRUST
SOLEShares35.30K
TypeSH
Market value$2.68M
1.53%
Sole
0.00
Shared
0.00
None
35.30K
BLACKROCK MUNIHLDGS NY QLTY
SOLEShares292.14K
TypeSH
Market value$2.67M
1.53%
Sole
0.00
Shared
0.00
None
292.14K
PIMCO NEW YORK MUN INCOME FD
SOLEShares397.40K
TypeSH
Market value$2.48M
1.42%
Sole
0.00
Shared
0.00
None
397.40K
NUVEEN AMT FREE QLTY MUN INC
SOLEShares248.58K
TypeSH
Market value$2.41M
1.38%
Sole
0.00
Shared
0.00
None
248.58K
FS KKR CAP CORP
SOLEShares119.64K
TypeSH
Market value$2.36M
1.35%
Sole
0.00
Shared
0.00
None
119.64K
STARWOOD PPTY TR INC
SOLEShares120.19K
TypeSH
Market value$2.33M
1.33%
Sole
0.00
Shared
0.00
None
120.19K
MICROSOFT CORP
SOLEShares7.33K
TypeSH
Market value$2.32M
1.33%
Sole
0.00
Shared
0.00
None
7.33K
ESSENTIAL PPTYS RLTY TR INC
SOLEShares106.76K
TypeSH
Market value$2.31M
1.32%
Sole
0.00
Shared
0.00
None
106.76K
NUVEEN PFD & INCOME OPPORTUN
SOLEShares357.23K
TypeSH
Market value$2.26M
1.29%
Sole
0.00
Shared
0.00
None
357.23K
PIMCO MUN INCOME FD II
SOLEShares280.19K
TypeSH
Market value$2.15M
1.23%
Sole
0.00
Shared
0.00
None
280.19K
PROSHARES TR
SOLEShares195.35K
TypeSH
Market value$2.13M
1.22%
Sole
0.00
Shared
0.00
None
195.35K
READY CAPITAL CORP
SOLEShares206.64K
TypeSH
Market value$2.09M
1.20%
Sole
0.00
Shared
0.00
None
206.64K
BECTON DICKINSON & CO
SOLEShares7.95K
TypeSH
Market value$2.06M
1.18%
Sole
0.00
Shared
0.00
None
7.95K
INVESCO QUALITY MUN INCOME T
SOLEShares244.54K
TypeSH
Market value$2.05M
1.17%
Sole
0.00
Shared
0.00
None
244.54K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 38.32K | SH | $16.38M 9.37% | 0.00 | 0.00 | 38.32K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 26.05K | SH | $9.33M 5.34% | 0.00 | 0.00 | 26.05K |
NUVEEN NEW YORK AMT QLT MUNISOLE | COM | 792.37K | SH | $7.49M 4.28% | 0.00 | 0.00 | 792.37K |
ALTRIA GROUP INCSOLE | COM | 120.46K | SH | $5.07M 2.90% | 0.00 | 0.00 | 120.46K |
NUVEEN NEW YORK QLT MUN INCSOLE | COM | 486.08K | SH | $4.70M 2.69% | 0.00 | 0.00 | 486.08K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 10.98K | SH | $3.85M 2.20% | 0.00 | 0.00 | 10.98K |
AMAZON COM INCSOLE | COM | 28.05K | SH | $3.57M 2.04% | 0.00 | 0.00 | 28.05K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 222.30K | SH | $3.12M 1.78% | 0.00 | 0.00 | 222.30K |
BLACKROCK MUNIYIELD N Y QUALSOLE | COM | 348.25K | SH | $3.09M 1.77% | 0.00 | 0.00 | 348.25K |
LADDER CAP CORPSOLE | CL A | 271.78K | SH | $2.79M 1.60% | 0.00 | 0.00 | 271.78K |
VANGUARD INTL EQUITY INDEX FSOLE | TT WRLD ST ETF | 29.42K | SH | $2.74M 1.57% | 0.00 | 0.00 | 29.42K |
VANECK ETF TRUSTSOLE | MRNGSTR WDE MOAT | 35.30K | SH | $2.68M 1.53% | 0.00 | 0.00 | 35.30K |
BLACKROCK MUNIHLDGS NY QLTYSOLE | COM | 292.14K | SH | $2.67M 1.53% | 0.00 | 0.00 | 292.14K |
PIMCO NEW YORK MUN INCOME FDSOLE | COM | 397.40K | SH | $2.48M 1.42% | 0.00 | 0.00 | 397.40K |
NUVEEN AMT FREE QLTY MUN INCSOLE | COM | 248.58K | SH | $2.41M 1.38% | 0.00 | 0.00 | 248.58K |
FS KKR CAP CORPSOLE | COM | 119.64K | SH | $2.36M 1.35% | 0.00 | 0.00 | 119.64K |
STARWOOD PPTY TR INCSOLE | COM | 120.19K | SH | $2.33M 1.33% | 0.00 | 0.00 | 120.19K |
MICROSOFT CORPSOLE | COM | 7.33K | SH | $2.32M 1.33% | 0.00 | 0.00 | 7.33K |
ESSENTIAL PPTYS RLTY TR INCSOLE | COM | 106.76K | SH | $2.31M 1.32% | 0.00 | 0.00 | 106.76K |
NUVEEN PFD & INCOME OPPORTUNSOLE | COM | 357.23K | SH | $2.26M 1.29% | 0.00 | 0.00 | 357.23K |
PIMCO MUN INCOME FD IISOLE | COM | 280.19K | SH | $2.15M 1.23% | 0.00 | 0.00 | 280.19K |
PROSHARES TRSOLE | SHORT QQQ NEW | 195.35K | SH | $2.13M 1.22% | 0.00 | 0.00 | 195.35K |
READY CAPITAL CORPSOLE | COM | 206.64K | SH | $2.09M 1.20% | 0.00 | 0.00 | 206.64K |
BECTON DICKINSON & COSOLE | COM | 7.95K | SH | $2.06M 1.18% | 0.00 | 0.00 | 7.95K |
INVESCO QUALITY MUN INCOME TSOLE | COM | 244.54K | SH | $2.05M 1.17% | 0.00 | 0.00 | 244.54K |
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