CLARKE JAMES J exercised options at QUAINT OAK BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/19/2023ACC: 0001437749-23-026270
+1.90K
Net shares
Net buyer
$25.3K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1.90K acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+1.90K
Price / share
$13.30
Trade value
$25.27K
% of position
2.9%
9/19/2023
65.14K→67.04K
Total
Net shares
+1.90K
Net value
$25.27K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/19/2023 | M · Option Exercise | +1.90K | $13.30 | $25.27K | 2.9% | 65.14K | 67.04K |
| Total | +1.90K | $25.27K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
1.90K shares
Shares
−N/A
Strike price
13.30
Held after
100.00
Exercisable
—
9/19/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock1.90K shares | 9/19/2023 | M · Option Exercise | −N/A | 13.30 | — | 100.00 |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
5K
Shares owned
5K
Exercise price
18.0000
Expiration
—
Exercise window
—
Total
Underlying
5K
Owned
5K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 18.0000 | — | — | 5K | 5K |
| Total | 5K | 5K | ||||