Filed: 2/10/2023ACC: 0001072613-23-000056
📋 What this filing means
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD filed this quarterly 13F‑HR report disclosing 111 equity positions with a total reported market value of $1.24B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
111
Positions
$1.24B
Total AUM (reported)
107.90M
Total Shares
Allocation by class
COM$851.91M68.5%
MSCI BRAZIL ETF$51.78M4.2%
SHS$46.46M3.7%
COMMON STOCK$44.70M3.6%
COM NEW$38.46M3.1%
MSCI TAIWAN ETF$33.66M2.7%
SHS BEN INT$32.96M2.7%
Portfolio Concentration
Top 3$287.53M23.1%
4–10$392.48M31.6%
11–25$346.85M27.9%
Rest$216.79M17.4%
Top 3 weight
23.1%
Top 10 weight
54.7%
Voting Authority Distribution
Total shares with voting rights: 107.90M
Sole
Full voting authority
107.90M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole111
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings111
Rows:
TEMPLETON DRAGON FUND
SOLEShares10.76M
TypeSH
Market value$109.98M
8.84%
Sole
10.76M
Shared
0.00
None
0.00
MS CHINA A SHARE
SOLEShares6.52M
TypeSH
Market value$92.42M
7.43%
Sole
6.52M
Shared
0.00
None
0.00
ABRDN EMERGING MARKETS EQUITIES
SOLEShares16.56M
TypeSH
Market value$85.13M
6.85%
Sole
16.56M
Shared
0.00
None
0.00
TAIWAN FUND
SOLEShares2.97M
TypeSH
Market value$68.53M
5.51%
Sole
2.97M
Shared
0.00
None
0.00
MEXICO FUND
SOLEShares4.59M
TypeSH
Market value$67.82M
5.45%
Sole
4.59M
Shared
0.00
None
0.00
MS INDIA INVESTMENT
SOLEShares3.09M
TypeSH
Market value$62.83M
5.05%
Sole
3.09M
Shared
0.00
None
0.00
NEUBERGER BERMAN MLP AND ENERGY INCOME
SOLEShares8.21M
TypeSH
Market value$54.61M
4.39%
Sole
8.21M
Shared
0.00
None
0.00
ISHARES MSCI BRAZIL- US
SOLEShares1.85M
TypeSH
Market value$51.78M
4.16%
Sole
1.85M
Shared
0.00
None
0.00
CHINA FUND INC.
SOLEShares3.46M
TypeSH
Market value$44.75M
3.60%
Sole
3.46M
Shared
0.00
None
0.00
APPLE INC
SOLEShares324.48K
TypeSH
Market value$42.16M
3.39%
Sole
324.48K
Shared
0.00
None
0.00
NEUBERGER BERMAN NEXT GEN
SOLEShares4.38M
TypeSH
Market value$39.81M
3.20%
Sole
4.38M
Shared
0.00
None
0.00
TEMPLETON EMERGING MARKETS FD
SOLEShares3.46M
TypeSH
Market value$39.45M
3.17%
Sole
3.46M
Shared
0.00
None
0.00
KOREA FUND
SOLEShares1.73M
TypeSH
Market value$36.03M
2.90%
Sole
1.73M
Shared
0.00
None
0.00
ISHARES MSCI TAIWAN
SOLEShares838.14K
TypeSH
Market value$33.66M
2.71%
Sole
838.14K
Shared
0.00
None
0.00
JAPAN SMALLER CAPITALIZATION FUND, INC
SOLEShares4.55M
TypeSH
Market value$29.54M
2.38%
Sole
4.55M
Shared
0.00
None
0.00
ASA GOLD AND PRECIOUS METALS LTD
SOLEShares1.92M
TypeSH
Market value$27.49M
2.21%
Sole
1.92M
Shared
0.00
None
0.00
ISHARES CHINA LARGE-CAP ETF
SOLEShares834.66K
TypeSH
Market value$23.62M
1.90%
Sole
834.66K
Shared
0.00
None
0.00
BLACKROCK INNOVATION & GROWTH
SOLEShares3.45M
TypeSH
Market value$23.57M
1.90%
Sole
3.45M
Shared
0.00
None
0.00
ISHARES MSCI SAUDI ARABIA
SOLEShares540.79K
TypeSH
Market value$20.38M
1.64%
Sole
540.79K
Shared
0.00
None
0.00
BLACKROCK RESOURCES AND COMMODITIES
SOLEShares1.84M
TypeSH
Market value$18.31M
1.47%
Sole
1.84M
Shared
0.00
None
0.00
PGIM SHORT DURATION HIGH YIELD
SOLEShares792.26K
TypeSH
Market value$11.66M
0.94%
Sole
792.26K
Shared
0.00
None
0.00
NEW GERMANY
SOLEShares1.44M
TypeSH
Market value$11.37M
0.91%
Sole
1.44M
Shared
0.00
None
0.00
BLACKSTON/GSO STRATEGIC CREDIT FUND
SOLEShares1.03M
TypeSH
Market value$10.90M
0.88%
Sole
1.03M
Shared
0.00
None
0.00
I-SHARES MSCI SOUTH AFRICA
SOLEShares253.48K
TypeSH
Market value$10.76M
0.87%
Sole
253.48K
Shared
0.00
None
0.00
ISHARES MSCI KOREA
SOLEShares182.45K
TypeSH
Market value$10.31M
0.83%
Sole
182.45K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
TEMPLETON DRAGON FUNDSOLE | COM | 10.76M | SH | $109.98M 8.84% | 10.76M | 0.00 | 0.00 |
MS CHINA A SHARESOLE | COM | 6.52M | SH | $92.42M 7.43% | 6.52M | 0.00 | 0.00 |
ABRDN EMERGING MARKETS EQUITIESSOLE | COM | 16.56M | SH | $85.13M 6.85% | 16.56M | 0.00 | 0.00 |
TAIWAN FUNDSOLE | COM | 2.97M | SH | $68.53M 5.51% | 2.97M | 0.00 | 0.00 |
MEXICO FUNDSOLE | COM | 4.59M | SH | $67.82M 5.45% | 4.59M | 0.00 | 0.00 |
MS INDIA INVESTMENTSOLE | COM | 3.09M | SH | $62.83M 5.05% | 3.09M | 0.00 | 0.00 |
NEUBERGER BERMAN MLP AND ENERGY INCOMESOLE | COM | 8.21M | SH | $54.61M 4.39% | 8.21M | 0.00 | 0.00 |
ISHARES MSCI BRAZIL- USSOLE | MSCI BRAZIL ETF | 1.85M | SH | $51.78M 4.16% | 1.85M | 0.00 | 0.00 |
CHINA FUND INC.SOLE | COM | 3.46M | SH | $44.75M 3.60% | 3.46M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 324.48K | SH | $42.16M 3.39% | 324.48K | 0.00 | 0.00 |
NEUBERGER BERMAN NEXT GENSOLE | COMMON STOCK | 4.38M | SH | $39.81M 3.20% | 4.38M | 0.00 | 0.00 |
TEMPLETON EMERGING MARKETS FDSOLE | COM | 3.46M | SH | $39.45M 3.17% | 3.46M | 0.00 | 0.00 |
KOREA FUNDSOLE | COM NEW | 1.73M | SH | $36.03M 2.90% | 1.73M | 0.00 | 0.00 |
ISHARES MSCI TAIWANSOLE | MSCI TAIWAN ETF | 838.14K | SH | $33.66M 2.71% | 838.14K | 0.00 | 0.00 |
JAPAN SMALLER CAPITALIZATION FUND, INCSOLE | COM | 4.55M | SH | $29.54M 2.38% | 4.55M | 0.00 | 0.00 |
ASA GOLD AND PRECIOUS METALS LTDSOLE | SHS | 1.92M | SH | $27.49M 2.21% | 1.92M | 0.00 | 0.00 |
ISHARES CHINA LARGE-CAP ETFSOLE | CHINA LG-CAP ETF | 834.66K | SH | $23.62M 1.90% | 834.66K | 0.00 | 0.00 |
BLACKROCK INNOVATION & GROWTHSOLE | SHS BEN INT | 3.45M | SH | $23.57M 1.90% | 3.45M | 0.00 | 0.00 |
ISHARES MSCI SAUDI ARABIASOLE | ISHARES MSCI SAUDI ARABIA | 540.79K | SH | $20.38M 1.64% | 540.79K | 0.00 | 0.00 |
BLACKROCK RESOURCES AND COMMODITIESSOLE | SHS | 1.84M | SH | $18.31M 1.47% | 1.84M | 0.00 | 0.00 |
PGIM SHORT DURATION HIGH YIELDSOLE | COM | 792.26K | SH | $11.66M 0.94% | 792.26K | 0.00 | 0.00 |
NEW GERMANYSOLE | COM | 1.44M | SH | $11.37M 0.91% | 1.44M | 0.00 | 0.00 |
BLACKSTON/GSO STRATEGIC CREDIT FUNDSOLE | COM SHS BEN IN | 1.03M | SH | $10.90M 0.88% | 1.03M | 0.00 | 0.00 |
I-SHARES MSCI SOUTH AFRICASOLE | MSCI STH AFR ETF | 253.48K | SH | $10.76M 0.87% | 253.48K | 0.00 | 0.00 |
ISHARES MSCI KOREASOLE | MSCI STH KOR ETF | 182.45K | SH | $10.31M 0.83% | 182.45K | 0.00 | 0.00 |
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