Filed: 11/10/2022ACC: 0001072613-22-000609
📋 What this filing means
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD filed this quarterly 13F‑HR report disclosing 111 equity positions with a total reported market value of $1.15M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
111
Positions
$1.15M
Total AUM (reported)
103.83M
Total Shares
Allocation by class
COM$790.6K68.8%
MSCI BRAZIL ETF$68.7K6.0%
COMMON STOCK$45.3K3.9%
SHS$35.3K3.1%
COM NEW$34.2K3.0%
COM SHS$23.0K2.0%
ISHARES MSCI SAUDI ARABIA$22.8K2.0%
Portfolio Concentration
Top 3$262.7K22.9%
4–10$400.3K34.9%
11–25$288.7K25.1%
Rest$196.9K17.1%
Top 3 weight
22.9%
Top 10 weight
57.7%
Voting Authority Distribution
Total shares with voting rights: 103.83M
Sole
Full voting authority
103.83M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole111
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings111
Rows:
TEMPLETON DRAGON FUND
SOLEShares10.02M
TypeSH
Market value$93.1K
8.11%
Sole
10.02M
Shared
0.00
None
0.00
MS CHINA A SHARE
SOLEShares6.61M
TypeSH
Market value$90.4K
7.87%
Sole
6.61M
Shared
0.00
None
0.00
MS INDIA INVESTMENT
SOLEShares3.40M
TypeSH
Market value$79.2K
6.89%
Sole
3.40M
Shared
0.00
None
0.00
ABRDN EMERGING MARKETS EQUITIES
SOLEShares16.07M
TypeSH
Market value$73.3K
6.38%
Sole
16.07M
Shared
0.00
None
0.00
ISHARES MSCI BRAZIL- US
SOLEShares2.32M
TypeSH
Market value$68.7K
5.98%
Sole
2.32M
Shared
0.00
None
0.00
MEXICO FUND
SOLEShares4.88M
TypeSH
Market value$63.5K
5.53%
Sole
4.88M
Shared
0.00
None
0.00
TAIWAN FUND
SOLEShares2.96M
TypeSH
Market value$62.0K
5.40%
Sole
2.96M
Shared
0.00
None
0.00
NEUBERGER BERMAN MLP AND ENERGY INCOME
SOLEShares8.49M
TypeSH
Market value$51.9K
4.52%
Sole
8.49M
Shared
0.00
None
0.00
CHINA FUND INC.
SOLEShares3.50M
TypeSH
Market value$40.8K
3.56%
Sole
3.50M
Shared
0.00
None
0.00
NEUBERGER BERMAN NEXT GEN
SOLEShares4.25M
TypeSH
Market value$40.0K
3.49%
Sole
4.25M
Shared
0.00
None
0.00
APPLE INC
SOLEShares285.13K
TypeSH
Market value$39.4K
3.43%
Sole
285.13K
Shared
0.00
None
0.00
TEMPLETON EMERGING MARKETS FD
SOLEShares3.33M
TypeSH
Market value$34.5K
3.01%
Sole
3.33M
Shared
0.00
None
0.00
KOREA FUND
SOLEShares1.61M
TypeSH
Market value$30.8K
2.68%
Sole
1.61M
Shared
0.00
None
0.00
JAPAN SMALLER CAPITALIZATION FUND, INC
SOLEShares4.61M
TypeSH
Market value$26.9K
2.35%
Sole
4.61M
Shared
0.00
None
0.00
ISHARES MSCI SAUDI ARABIA
SOLEShares557.22K
TypeSH
Market value$22.8K
1.99%
Sole
557.22K
Shared
0.00
None
0.00
ASA GOLD AND PRECIOUS METALS LTD
SOLEShares1.79M
TypeSH
Market value$22.4K
1.95%
Sole
1.79M
Shared
0.00
None
0.00
I-SHARES MSCI SOUTH AFRICA
SOLEShares518.28K
TypeSH
Market value$18.7K
1.63%
Sole
518.28K
Shared
0.00
None
0.00
ISHARES MSCI TAIWAN
SOLEShares334.18K
TypeSH
Market value$14.4K
1.25%
Sole
334.18K
Shared
0.00
None
0.00
BLACKROCK INNOVATION & GROWTH
SOLEShares1.89M
TypeSH
Market value$13.7K
1.19%
Sole
1.89M
Shared
0.00
None
0.00
BLACKROCK RESOURCES AND COMMODITIES
SOLEShares1.48M
TypeSH
Market value$12.8K
1.11%
Sole
1.48M
Shared
0.00
None
0.00
FIRST TRUST DYNAMIC EUROPE EQUITY INC
SOLEShares1.24M
TypeSH
Market value$11.9K
1.03%
Sole
1.24M
Shared
0.00
None
0.00
PGIM SHORT DURATION HIGH YIELD
SOLEShares751.40K
TypeSH
Market value$10.7K
0.94%
Sole
751.40K
Shared
0.00
None
0.00
BLACKSTON/GSO STRATEGIC CREDIT FUND
SOLEShares988.58K
TypeSH
Market value$10.5K
0.91%
Sole
988.58K
Shared
0.00
None
0.00
NEW GERMANY
SOLEShares1.43M
TypeSH
Market value$9.9K
0.86%
Sole
1.43M
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares97.09K
TypeSH
Market value$9.3K
0.81%
Sole
97.09K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
TEMPLETON DRAGON FUNDSOLE | COM | 10.02M | SH | $93.1K 8.11% | 10.02M | 0.00 | 0.00 |
MS CHINA A SHARESOLE | COM | 6.61M | SH | $90.4K 7.87% | 6.61M | 0.00 | 0.00 |
MS INDIA INVESTMENTSOLE | COM | 3.40M | SH | $79.2K 6.89% | 3.40M | 0.00 | 0.00 |
ABRDN EMERGING MARKETS EQUITIESSOLE | COM | 16.07M | SH | $73.3K 6.38% | 16.07M | 0.00 | 0.00 |
ISHARES MSCI BRAZIL- USSOLE | MSCI BRAZIL ETF | 2.32M | SH | $68.7K 5.98% | 2.32M | 0.00 | 0.00 |
MEXICO FUNDSOLE | COM | 4.88M | SH | $63.5K 5.53% | 4.88M | 0.00 | 0.00 |
TAIWAN FUNDSOLE | COM | 2.96M | SH | $62.0K 5.40% | 2.96M | 0.00 | 0.00 |
NEUBERGER BERMAN MLP AND ENERGY INCOMESOLE | COM | 8.49M | SH | $51.9K 4.52% | 8.49M | 0.00 | 0.00 |
CHINA FUND INC.SOLE | COM | 3.50M | SH | $40.8K 3.56% | 3.50M | 0.00 | 0.00 |
NEUBERGER BERMAN NEXT GENSOLE | COMMON STOCK | 4.25M | SH | $40.0K 3.49% | 4.25M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 285.13K | SH | $39.4K 3.43% | 285.13K | 0.00 | 0.00 |
TEMPLETON EMERGING MARKETS FDSOLE | COM | 3.33M | SH | $34.5K 3.01% | 3.33M | 0.00 | 0.00 |
KOREA FUNDSOLE | COM NEW | 1.61M | SH | $30.8K 2.68% | 1.61M | 0.00 | 0.00 |
JAPAN SMALLER CAPITALIZATION FUND, INCSOLE | COM | 4.61M | SH | $26.9K 2.35% | 4.61M | 0.00 | 0.00 |
ISHARES MSCI SAUDI ARABIASOLE | ISHARES MSCI SAUDI ARABIA | 557.22K | SH | $22.8K 1.99% | 557.22K | 0.00 | 0.00 |
ASA GOLD AND PRECIOUS METALS LTDSOLE | SHS | 1.79M | SH | $22.4K 1.95% | 1.79M | 0.00 | 0.00 |
I-SHARES MSCI SOUTH AFRICASOLE | MSCI STH AFR ETF | 518.28K | SH | $18.7K 1.63% | 518.28K | 0.00 | 0.00 |
ISHARES MSCI TAIWANSOLE | MSCI TAIWAN ETF | 334.18K | SH | $14.4K 1.25% | 334.18K | 0.00 | 0.00 |
BLACKROCK INNOVATION & GROWTHSOLE | SHS BEN INT | 1.89M | SH | $13.7K 1.19% | 1.89M | 0.00 | 0.00 |
BLACKROCK RESOURCES AND COMMODITIESSOLE | SHS | 1.48M | SH | $12.8K 1.11% | 1.48M | 0.00 | 0.00 |
FIRST TRUST DYNAMIC EUROPE EQUITY INCSOLE | COM SHS | 1.24M | SH | $11.9K 1.03% | 1.24M | 0.00 | 0.00 |
PGIM SHORT DURATION HIGH YIELDSOLE | COM | 751.40K | SH | $10.7K 0.94% | 751.40K | 0.00 | 0.00 |
BLACKSTON/GSO STRATEGIC CREDIT FUNDSOLE | COM SHS BEN IN | 988.58K | SH | $10.5K 0.91% | 988.58K | 0.00 | 0.00 |
NEW GERMANYSOLE | COM | 1.43M | SH | $9.9K 0.86% | 1.43M | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 97.09K | SH | $9.3K 0.81% | 97.09K | 0.00 | 0.00 |
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