CITIZENS BUSINESS BANK

Filed: 2/5/2024ACC: 0001085146-24-000725

📋 What this filing means

CITIZENS BUSINESS BANK filed this quarterly 13F‑HR report disclosing 107 equity positions with a total reported market value of $453.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

107

Positions

$453.73M

Total AUM (reported)

6.41M

Total Shares

Allocation by class

COM$221.62M48.8%

RUS MID CAP ETF$50.09M11.0%

VAN FTSE DEV MKT$40.91M9.0%

COM NEW$20.45M4.5%

INSTL PFD SECS$17.35M3.8%

CL A$14.83M3.3%

25YR+ ZERO U S$9.53M2.1%

Portfolio Concentration

Top 3$116.59M25.7%

4–10$81.53M18.0%

11–25$100.35M22.1%

Rest$155.27M34.2%

Top 3 weight

25.7%

Top 10 weight

43.7%

Voting Authority Distribution

Total shares with voting rights: 6.41M

Sole

Full voting authority

6.40M

% of voting shares99.7%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

16.32K

% of voting shares0.3%

Investment Discretion (by position count)

Sole53

Shared0

Other54

Dominant voting typeSole · 99.7% of voting shares

Institutional Holdings107

Rows:

ISHARES TR

OTR

RUS MID CAP ETF

Shares644.39K

TypeSH

Market value$50.09M

11.04%

Sole

641.92K

Shared

0.00

None

2.47K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares854.10K

TypeSH

Market value$40.91M

9.02%

Sole

850.27K

Shared

0.00

None

3.83K

CVB FINL CORP

SOLE

COM

Shares849.80K

TypeSH

Market value$25.59M

5.64%

Sole

849.80K

Shared

0.00

None

0.00

FIRST TR EXCH TRADED FD III

SOLE

INSTL PFD SECS

Shares972.83K

TypeSH

Market value$17.35M

3.82%

Sole

969.02K

Shared

0.00

None

3.81K

APPLE INC

DFND

COM

Shares76.02K

TypeSH

Market value$14.64M

3.23%

Sole

75.94K

Shared

0.00

None

89.00

NVIDIA CORPORATION

OTR

COM

Shares23.84K

TypeSH

Market value$11.81M

2.60%

Sole

23.81K

Shared

0.00

None

28.00

MICROSOFT CORP

SOLE

COM

Shares28.62K

TypeSH

Market value$10.76M

2.37%

Sole

28.59K

Shared

0.00

None

30.00

PIMCO ETF TR

SOLE

25YR+ ZERO U S

Shares111.74K

TypeSH

Market value$9.53M

2.10%

Sole

110.51K

Shared

0.00

None

1.23K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares18.35K

TypeSH

Market value$8.72M

1.92%

Sole

18.34K

Shared

0.00

None

7.00

ALPHABET INC

SOLE

CAP STK CL A

Shares62.43K

TypeSH

Market value$8.72M

1.92%

Sole

62.35K

Shared

0.00

None

80.00

ISHARES TR

OTR

CORE S&P SCP ETF

Shares71.91K

TypeSH

Market value$7.78M

1.72%

Sole

71.46K

Shared

0.00

None

452.00

QUANTA SVCS INC

OTR

COM

Shares35.15K

TypeSH

Market value$7.58M

1.67%

Sole

35.09K

Shared

0.00

None

54.00

ISHARES TR

SOLE

MSCI EAFE ETF

Shares100K

TypeSH

Market value$7.53M

1.66%

Sole

100K

Shared

0.00

None

0.00

EXXON MOBIL CORP

OTR

COM

Shares63.21K

TypeSH

Market value$7.22M

1.59%

Sole

63.21K

Shared

0.00

None

0.00

PALO ALTO NETWORKS INC

SOLE

COM

Shares24.38K

TypeSH

Market value$7.19M

1.58%

Sole

24.34K

Shared

0.00

None

37.00

ISHARES INC

OTR

MSCI EMRG CHN

Shares128.78K

TypeSH

Market value$7.14M

1.57%

Sole

128.27K

Shared

0.00

None

512.00

AMAZON COM INC

OTR

COM

Shares46.41K

TypeSH

Market value$7.05M

1.55%

Sole

46.34K

Shared

0.00

None

69.00

DIAMONDBACK ENERGY INC

OTR

COM

Shares45.22K

TypeSH

Market value$7.01M

1.55%

Sole

45.15K

Shared

0.00

None

63.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares15.85K

TypeSH

Market value$6.92M

1.53%

Sole

14.89K

Shared

0.00

None

960.00

BROADCOM INC

OTR

COM

Shares5.93K

TypeSH

Market value$6.62M

1.46%

Sole

5.92K

Shared

0.00

None

7.00

CHENIERE ENERGY INC

SOLE

COM NEW

Shares36.58K

TypeSH

Market value$6.24M

1.38%

Sole

36.52K

Shared

0.00

None

56.00

JPMORGAN CHASE & CO

DFND

COM

Shares34.17K

TypeSH

Market value$5.81M

1.28%

Sole

34.14K

Shared

0.00

None

30.00

FIRST TR EXCH TRADED FD III

SOLE

CALIF MUN INCM

Shares114.25K

TypeSH

Market value$5.70M

1.26%

Sole

114.25K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares27.35K

TypeSH

Market value$5.49M

1.21%

Sole

27.35K

Shared

0.00

None

1.00

ABBVIE INC

OTR

COM

Shares32.59K

TypeSH

Market value$5.05M

1.11%

Sole

32.55K

Shared

0.00

None

37.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TROTR	RUS MID CAP ETF	644.39K	SH	$50.09M 11.04%	641.92K	2.47K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	854.10K	SH	$40.91M 9.02%	850.27K	3.83K
CVB FINL CORPSOLE	COM	849.80K	SH	$25.59M 5.64%	849.80K	0.00
FIRST TR EXCH TRADED FD IIISOLE	INSTL PFD SECS	972.83K	SH	$17.35M 3.82%	969.02K	3.81K
APPLE INCDFND	COM	76.02K	SH	$14.64M 3.23%	75.94K	89.00
NVIDIA CORPORATIONOTR	COM	23.84K	SH	$11.81M 2.60%	23.81K	28.00
MICROSOFT CORPSOLE	COM	28.62K	SH	$10.76M 2.37%	28.59K	30.00
PIMCO ETF TRSOLE	25YR+ ZERO U S	111.74K	SH	$9.53M 2.10%	110.51K	1.23K
SPDR S&P 500 ETF TRSOLE	TR UNIT	18.35K	SH	$8.72M 1.92%	18.34K	7.00
ALPHABET INCSOLE	CAP STK CL A	62.43K	SH	$8.72M 1.92%	62.35K	80.00
ISHARES TROTR	CORE S&P SCP ETF	71.91K	SH	$7.78M 1.72%	71.46K	452.00
QUANTA SVCS INCOTR	COM	35.15K	SH	$7.58M 1.67%	35.09K	54.00
ISHARES TRSOLE	MSCI EAFE ETF	100K	SH	$7.53M 1.66%	100K	0.00
EXXON MOBIL CORPOTR	COM	63.21K	SH	$7.22M 1.59%	63.21K	0.00
PALO ALTO NETWORKS INCSOLE	COM	24.38K	SH	$7.19M 1.58%	24.34K	37.00
ISHARES INCOTR	MSCI EMRG CHN	128.78K	SH	$7.14M 1.57%	128.27K	512.00
AMAZON COM INCOTR	COM	46.41K	SH	$7.05M 1.55%	46.34K	69.00
DIAMONDBACK ENERGY INCOTR	COM	45.22K	SH	$7.01M 1.55%	45.15K	63.00
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	15.85K	SH	$6.92M 1.53%	14.89K	960.00
BROADCOM INCOTR	COM	5.93K	SH	$6.62M 1.46%	5.92K	7.00
CHENIERE ENERGY INCSOLE	COM NEW	36.58K	SH	$6.24M 1.38%	36.52K	56.00
JPMORGAN CHASE & CODFND	COM	34.17K	SH	$5.81M 1.28%	34.14K	30.00
FIRST TR EXCH TRADED FD IIISOLE	CALIF MUN INCM	114.25K	SH	$5.70M 1.26%	114.25K	0.00
ISHARES TRSOLE	RUSSELL 2000 ETF	27.35K	SH	$5.49M 1.21%	27.35K	1.00
ABBVIE INCOTR	COM	32.59K	SH	$5.05M 1.11%	32.55K	37.00

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