Filed: 11/3/2023ACC: 0001085146-23-004051
📋 What this filing means
CITIZENS BUSINESS BANK filed this quarterly 13F‑HR report disclosing 105 equity positions with a total reported market value of $425.51M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
105
Positions
$425.51M
Total AUM (reported)
5.97M
Total Shares
Allocation by class
COM$212.39M49.9%
RUS MID CAP ETF$44.93M10.6%
VAN FTSE DEV MKT$37.49M8.8%
COM NEW$18.03M4.2%
INSTL PFD SECS$17.08M4.0%
CL A$15.60M3.7%
S&P 500 ETF SHS$9.43M2.2%
Portfolio Concentration
Top 3$99.50M23.4%
4–10$79.53M18.7%
11–25$97.44M22.9%
Rest$149.04M35.0%
Top 3 weight
23.4%
Top 10 weight
42.1%
Voting Authority Distribution
Total shares with voting rights: 5.97M
Sole
Full voting authority
5.96M
shares
% of voting shares99.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
16.87K
shares
% of voting shares0.3%
Investment Discretion (by position count)
Sole68
Shared0
Other37
Dominant voting typeSole · 99.7% of voting shares
Institutional Holdings105
Rows:
ISHARES TR
SOLEShares648.84K
TypeSH
Market value$44.93M
10.56%
Sole
646.28K
Shared
0.00
None
2.56K
VANGUARD TAX-MANAGED FDS
SOLEShares857.59K
TypeSH
Market value$37.49M
8.81%
Sole
853.82K
Shared
0.00
None
3.77K
FIRST TR EXCH TRADED FD III
SOLEShares1.01M
TypeSH
Market value$17.08M
4.01%
Sole
1.01M
Shared
0.00
None
3.98K
CVB FINL CORP
SOLEShares514.30K
TypeSH
Market value$15.72M
3.69%
Sole
514.30K
Shared
0.00
None
0.00
APPLE INC
DFNDShares81.97K
TypeSH
Market value$14.03M
3.30%
Sole
81.86K
Shared
0.00
None
112.00
NVIDIA CORPORATION
OTRShares25.55K
TypeSH
Market value$11.11M
2.61%
Sole
25.52K
Shared
0.00
None
37.00
MICROSOFT CORP
OTRShares31.82K
TypeSH
Market value$10.05M
2.36%
Sole
31.78K
Shared
0.00
None
37.00
EXXON MOBIL CORP
SOLEShares74.49K
TypeSH
Market value$9.82M
2.31%
Sole
74.49K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares24K
TypeSH
Market value$9.43M
2.22%
Sole
23.04K
Shared
0.00
None
961.00
QUANTA SVCS INC
SOLEShares50.14K
TypeSH
Market value$9.38M
2.20%
Sole
50.05K
Shared
0.00
None
87.00
ALPHABET INC
DFNDShares64.52K
TypeSH
Market value$8.44M
1.98%
Sole
64.41K
Shared
0.00
None
101.00
SPDR S&P 500 ETF TR
SOLEShares18.60K
TypeSH
Market value$7.95M
1.87%
Sole
18.59K
Shared
0.00
None
10.00
PIMCO ETF TR
SOLEShares109.23K
TypeSH
Market value$7.94M
1.87%
Sole
107.95K
Shared
0.00
None
1.28K
ISHARES TR
SOLEShares76.18K
TypeSH
Market value$7.19M
1.69%
Sole
75.72K
Shared
0.00
None
468.00
DIAMONDBACK ENERGY INC
OTRShares45.86K
TypeSH
Market value$7.10M
1.67%
Sole
45.78K
Shared
0.00
None
79.00
ISHARES TR
SOLEShares99.96K
TypeSH
Market value$6.89M
1.62%
Sole
99.96K
Shared
0.00
None
0.00
CHENIERE ENERGY INC
SOLEShares38.08K
TypeSH
Market value$6.32M
1.49%
Sole
38.01K
Shared
0.00
None
71.00
AMAZON COM INC
SOLEShares48.38K
TypeSH
Market value$6.15M
1.45%
Sole
48.29K
Shared
0.00
None
87.00
PALO ALTO NETWORKS INC
SOLEShares26.14K
TypeSH
Market value$6.13M
1.44%
Sole
26.09K
Shared
0.00
None
47.00
ISHARES INC
OTRShares119.66K
TypeSH
Market value$5.96M
1.40%
Sole
119.10K
Shared
0.00
None
551.00
CHEVRON CORP NEW
OTRShares34.08K
TypeSH
Market value$5.96M
1.40%
Sole
34.04K
Shared
0.00
None
43.00
SEAGEN INC
OTRShares26.25K
TypeSH
Market value$5.57M
1.31%
Sole
26.20K
Shared
0.00
None
47.00
BROADCOM INC
OTRShares6.49K
TypeSH
Market value$5.39M
1.27%
Sole
6.48K
Shared
0.00
None
9.00
ABBVIE INC
SOLEShares35.33K
TypeSH
Market value$5.27M
1.24%
Sole
35.28K
Shared
0.00
None
48.00
JPMORGAN CHASE & CO
SOLEShares35.72K
TypeSH
Market value$5.18M
1.22%
Sole
35.68K
Shared
0.00
None
36.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUS MID CAP ETF | 648.84K | SH | $44.93M 10.56% | 646.28K | 0.00 | 2.56K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 857.59K | SH | $37.49M 8.81% | 853.82K | 0.00 | 3.77K |
FIRST TR EXCH TRADED FD IIISOLE | INSTL PFD SECS | 1.01M | SH | $17.08M 4.01% | 1.01M | 0.00 | 3.98K |
CVB FINL CORPSOLE | COM | 514.30K | SH | $15.72M 3.69% | 514.30K | 0.00 | 0.00 |
APPLE INCDFND | COM | 81.97K | SH | $14.03M 3.30% | 81.86K | 0.00 | 112.00 |
NVIDIA CORPORATIONOTR | COM | 25.55K | SH | $11.11M 2.61% | 25.52K | 0.00 | 37.00 |
MICROSOFT CORPOTR | COM | 31.82K | SH | $10.05M 2.36% | 31.78K | 0.00 | 37.00 |
EXXON MOBIL CORPSOLE | COM | 74.49K | SH | $9.82M 2.31% | 74.49K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 24K | SH | $9.43M 2.22% | 23.04K | 0.00 | 961.00 |
QUANTA SVCS INCSOLE | COM | 50.14K | SH | $9.38M 2.20% | 50.05K | 0.00 | 87.00 |
ALPHABET INCDFND | CAP STK CL A | 64.52K | SH | $8.44M 1.98% | 64.41K | 0.00 | 101.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 18.60K | SH | $7.95M 1.87% | 18.59K | 0.00 | 10.00 |
PIMCO ETF TRSOLE | 25YR+ ZERO U S | 109.23K | SH | $7.94M 1.87% | 107.95K | 0.00 | 1.28K |
ISHARES TRSOLE | CORE S&P SCP ETF | 76.18K | SH | $7.19M 1.69% | 75.72K | 0.00 | 468.00 |
DIAMONDBACK ENERGY INCOTR | COM | 45.86K | SH | $7.10M 1.67% | 45.78K | 0.00 | 79.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 99.96K | SH | $6.89M 1.62% | 99.96K | 0.00 | 0.00 |
CHENIERE ENERGY INCSOLE | COM NEW | 38.08K | SH | $6.32M 1.49% | 38.01K | 0.00 | 71.00 |
AMAZON COM INCSOLE | COM | 48.38K | SH | $6.15M 1.45% | 48.29K | 0.00 | 87.00 |
PALO ALTO NETWORKS INCSOLE | COM | 26.14K | SH | $6.13M 1.44% | 26.09K | 0.00 | 47.00 |
ISHARES INCOTR | MSCI EMRG CHN | 119.66K | SH | $5.96M 1.40% | 119.10K | 0.00 | 551.00 |
CHEVRON CORP NEWOTR | COM | 34.08K | SH | $5.96M 1.40% | 34.04K | 0.00 | 43.00 |
SEAGEN INCOTR | COM | 26.25K | SH | $5.57M 1.31% | 26.20K | 0.00 | 47.00 |
BROADCOM INCOTR | COM | 6.49K | SH | $5.39M 1.27% | 6.48K | 0.00 | 9.00 |
ABBVIE INCSOLE | COM | 35.33K | SH | $5.27M 1.24% | 35.28K | 0.00 | 48.00 |
JPMORGAN CHASE & COSOLE | COM | 35.72K | SH | $5.18M 1.22% | 35.68K | 0.00 | 36.00 |
Page 1 of 5
…