CITIZENS BUSINESS BANK

Filed: 8/8/2023ACC: 0001085146-23-003145

📋 What this filing means

CITIZENS BUSINESS BANK filed this quarterly 13F‑HR report disclosing 108 equity positions with a total reported market value of $448.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

108

Positions

$448.33M

Total AUM (reported)

6.18M

Total Shares

Allocation by class

COM$227.27M50.7%

RUS MID CAP ETF$49.05M10.9%

VAN FTSE DEV MKT$39.33M8.8%

INSTL PFD SECS$17.54M3.9%

COM NEW$17.09M3.8%

CL A$15.32M3.4%

MSCI EMRG CHN$11.33M2.5%

Portfolio Concentration

Top 3$105.93M23.6%

4–10$86.30M19.2%

11–25$103.04M23.0%

Rest$153.07M34.1%

Top 3 weight

23.6%

Top 10 weight

42.9%

Voting Authority Distribution

Total shares with voting rights: 6.18M

Sole

Full voting authority

6.17M

% of voting shares99.7%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

15.79K

% of voting shares0.3%

Investment Discretion (by position count)

Sole61

Shared0

Other47

Dominant voting typeSole · 99.7% of voting shares

Institutional Holdings108

Rows:

ISHARES TR

SOLE

RUS MID CAP ETF

Shares671.68K

TypeSH

Market value$49.05M

10.94%

Sole

669.12K

Shared

0.00

None

2.56K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares851.71K

TypeSH

Market value$39.33M

8.77%

Sole

847.93K

Shared

0.00

None

3.77K

FIRST TR EXCH TRADED FD III

OTR

INSTL PFD SECS

Shares1.04M

TypeSH

Market value$17.54M

3.91%

Sole

1.04M

Shared

0.00

None

3.98K

APPLE INC

SOLE

COM

Shares85.58K

TypeSH

Market value$16.60M

3.70%

Sole

85.47K

Shared

0.00

None

112.00

CVB FINL CORP

OTR

COM

Shares591.13K

TypeSH

Market value$14.64M

3.26%

Sole

591.13K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares34.05K

TypeSH

Market value$11.60M

2.59%

Sole

34.01K

Shared

0.00

None

37.00

ISHARES INC

SOLE

MSCI EMRG CHN

Shares218.04K

TypeSH

Market value$11.33M

2.53%

Sole

216.94K

Shared

0.00

None

1.10K

NVIDIA CORPORATION

SOLE

COM

Shares26.45K

TypeSH

Market value$11.19M

2.50%

Sole

26.41K

Shared

0.00

None

37.00

EXXON MOBIL CORP

OTR

COM

Shares90.66K

TypeSH

Market value$10.69M

2.38%

Sole

90.66K

Shared

0.00

None

0.00

QUANTA SVCS INC

SOLE

COM

Shares52.21K

TypeSH

Market value$10.26M

2.29%

Sole

52.12K

Shared

0.00

None

87.00

VANGUARD INDEX FDS

OTR

S&P 500 ETF SHS

Shares25.12K

TypeSH

Market value$10.23M

2.28%

Sole

24.16K

Shared

0.00

None

961.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares18.98K

TypeSH

Market value$8.42M

1.88%

Sole

18.98K

Shared

0.00

None

10.00

ALPHABET INC

SOLE

CAP STK CL A

Shares67.81K

TypeSH

Market value$8.12M

1.81%

Sole

67.71K

Shared

0.00

None

101.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares79.28K

TypeSH

Market value$7.90M

1.76%

Sole

78.81K

Shared

0.00

None

468.00

JPMORGAN CHASE & CO

OTR

COM

Shares52.36K

TypeSH

Market value$7.62M

1.70%

Sole

52.32K

Shared

0.00

None

36.00

ISHARES TR

SOLE

MSCI EAFE ETF

Shares101.41K

TypeSH

Market value$7.35M

1.64%

Sole

101.41K

Shared

0.00

None

0.00

PALO ALTO NETWORKS INC

SOLE

COM

Shares26.82K

TypeSH

Market value$6.85M

1.53%

Sole

26.77K

Shared

0.00

None

47.00

CHEVRON CORP NEW

SOLE

COM

Shares41.56K

TypeSH

Market value$6.74M

1.50%

Sole

41.52K

Shared

0.00

None

43.00

AMAZON COM INC

SOLE

COM

Shares51.41K

TypeSH

Market value$6.70M

1.49%

Sole

51.32K

Shared

0.00

None

87.00

DIAMONDBACK ENERGY INC

OTR

COM

Shares47.75K

TypeSH

Market value$6.27M

1.40%

Sole

47.67K

Shared

0.00

None

79.00

CHENIERE ENERGY INC

OTR

COM NEW

Shares39.51K

TypeSH

Market value$6.02M

1.34%

Sole

39.44K

Shared

0.00

None

71.00

BROADCOM INC

SOLE

COM

Shares6.69K

TypeSH

Market value$5.81M

1.29%

Sole

6.68K

Shared

0.00

None

9.00

SEAGEN INC

OTR

COM

Shares27.73K

TypeSH

Market value$5.34M

1.19%

Sole

27.69K

Shared

0.00

None

47.00

ABBVIE INC

SOLE

COM

Shares36.73K

TypeSH

Market value$4.95M

1.10%

Sole

36.68K

Shared

0.00

None

48.00

UBER TECHNOLOGIES INC

OTR

COM

Shares109.70K

TypeSH

Market value$4.74M

1.06%

Sole

109.51K

Shared

0.00

None

198.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	RUS MID CAP ETF	671.68K	SH	$49.05M 10.94%	669.12K	2.56K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	851.71K	SH	$39.33M 8.77%	847.93K	3.77K
FIRST TR EXCH TRADED FD IIIOTR	INSTL PFD SECS	1.04M	SH	$17.54M 3.91%	1.04M	3.98K
APPLE INCSOLE	COM	85.58K	SH	$16.60M 3.70%	85.47K	112.00
CVB FINL CORPOTR	COM	591.13K	SH	$14.64M 3.26%	591.13K	0.00
MICROSOFT CORPSOLE	COM	34.05K	SH	$11.60M 2.59%	34.01K	37.00
ISHARES INCSOLE	MSCI EMRG CHN	218.04K	SH	$11.33M 2.53%	216.94K	1.10K
NVIDIA CORPORATIONSOLE	COM	26.45K	SH	$11.19M 2.50%	26.41K	37.00
EXXON MOBIL CORPOTR	COM	90.66K	SH	$10.69M 2.38%	90.66K	0.00
QUANTA SVCS INCSOLE	COM	52.21K	SH	$10.26M 2.29%	52.12K	87.00
VANGUARD INDEX FDSOTR	S&P 500 ETF SHS	25.12K	SH	$10.23M 2.28%	24.16K	961.00
SPDR S&P 500 ETF TRSOLE	TR UNIT	18.98K	SH	$8.42M 1.88%	18.98K	10.00
ALPHABET INCSOLE	CAP STK CL A	67.81K	SH	$8.12M 1.81%	67.71K	101.00
ISHARES TRSOLE	CORE S&P SCP ETF	79.28K	SH	$7.90M 1.76%	78.81K	468.00
JPMORGAN CHASE & COOTR	COM	52.36K	SH	$7.62M 1.70%	52.32K	36.00
ISHARES TRSOLE	MSCI EAFE ETF	101.41K	SH	$7.35M 1.64%	101.41K	0.00
PALO ALTO NETWORKS INCSOLE	COM	26.82K	SH	$6.85M 1.53%	26.77K	47.00
CHEVRON CORP NEWSOLE	COM	41.56K	SH	$6.74M 1.50%	41.52K	43.00
AMAZON COM INCSOLE	COM	51.41K	SH	$6.70M 1.49%	51.32K	87.00
DIAMONDBACK ENERGY INCOTR	COM	47.75K	SH	$6.27M 1.40%	47.67K	79.00
CHENIERE ENERGY INCOTR	COM NEW	39.51K	SH	$6.02M 1.34%	39.44K	71.00
BROADCOM INCSOLE	COM	6.69K	SH	$5.81M 1.29%	6.68K	9.00
SEAGEN INCOTR	COM	27.73K	SH	$5.34M 1.19%	27.69K	47.00
ABBVIE INCSOLE	COM	36.73K	SH	$4.95M 1.10%	36.68K	48.00
UBER TECHNOLOGIES INCOTR	COM	109.70K	SH	$4.74M 1.06%	109.51K	198.00

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