CIRCLE WEALTH MANAGEMENT, LLC

Filed: 11/15/2023ACC: 0001578242-23-000004

📋 What this filing means

CIRCLE WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 197 equity positions with a total reported market value of $4.01B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

197

Positions

$4.01B

Total AUM (reported)

24.63M

Total Shares

Allocation by class

COM$1.91B47.5%

CORE S&P500 ETF$402.53M10.0%

RUS 1000 GRW ETF$342.69M8.5%

TR UNIT$340.35M8.5%

CORE S&P MCP ETF$215.27M5.4%

CORE S&P SCP ETF$199.67M5.0%

RUS 1000 VAL ETF$94.22M2.3%

Portfolio Concentration

Top 3$2.30B57.2%

4–10$1.02B25.3%

11–25$415.92M10.4%

Rest$284.91M7.1%

Top 3 weight

57.2%

Top 10 weight

82.5%

Voting Authority Distribution

Total shares with voting rights: 24.63M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

24.63M

% of voting shares100.0%

Investment Discretion (by position count)

Sole196

Shared0

Other1

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings197

Rows:

APPLE INC

OTR

COM

Shares9.06M

TypeSH

Market value$1.55B

38.67%

Sole

0.00

Shared

0.00

None

9.06M

ISHARES TR

SOLE

CORE S&P500 ETF

Shares937.37K

TypeSH

Market value$402.53M

10.03%

Sole

0.00

Shared

0.00

None

937.37K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares1.29M

TypeSH

Market value$342.69M

8.54%

Sole

0.00

Shared

0.00

None

1.29M

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares796.18K

TypeSH

Market value$340.35M

8.48%

Sole

0.00

Shared

0.00

None

796.18K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares863.34K

TypeSH

Market value$215.27M

5.36%

Sole

0.00

Shared

0.00

None

863.34K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares2.12M

TypeSH

Market value$199.67M

4.98%

Sole

0.00

Shared

0.00

None

2.12M

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares620.62K

TypeSH

Market value$94.22M

2.35%

Sole

0.00

Shared

0.00

None

620.62K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares292.32K

TypeSH

Market value$62.09M

1.55%

Sole

0.00

Shared

0.00

None

292.32K

NIKE INC

SOLE

CL B

Shares550.74K

TypeSH

Market value$52.66M

1.31%

Sole

0.00

Shared

0.00

None

550.74K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares1.03M

TypeSH

Market value$51.11M

1.27%

Sole

0.00

Shared

0.00

None

1.03M

STARBUCKS CORP

SOLE

COM

Shares548.55K

TypeSH

Market value$50.07M

1.25%

Sole

0.00

Shared

0.00

None

548.55K

ELI LILLY & CO

SOLE

COM

Shares85.78K

TypeSH

Market value$46.08M

1.15%

Sole

0.00

Shared

0.00

None

85.78K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares705.12K

TypeSH

Market value$45.37M

1.13%

Sole

0.00

Shared

0.00

None

705.12K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares228.12K

TypeSH

Market value$43.13M

1.07%

Sole

0.00

Shared

0.00

None

228.12K

AMAZON COM INC

SOLE

COM

Shares274.10K

TypeSH

Market value$34.84M

0.87%

Sole

0.00

Shared

0.00

None

274.10K

MICROSOFT CORP

SOLE

COM

Shares105.98K

TypeSH

Market value$33.46M

0.83%

Sole

0.00

Shared

0.00

None

105.98K

CISCO SYS INC

SOLE

COM

Shares465.59K

TypeSH

Market value$25.03M

0.62%

Sole

0.00

Shared

0.00

None

465.59K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares391.95K

TypeSH

Market value$18.65M

0.46%

Sole

0.00

Shared

0.00

None

391.95K

ISHARES TR

SOLE

MSCI ACWI ETF

Shares201.79K

TypeSH

Market value$18.64M

0.46%

Sole

0.00

Shared

0.00

None

201.79K

MERCK & CO INC

SOLE

COM

Shares175.28K

TypeSH

Market value$18.05M

0.45%

Sole

0.00

Shared

0.00

None

175.28K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares50.34K

TypeSH

Market value$18.03M

0.45%

Sole

0.00

Shared

0.00

None

50.34K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL A

Shares32.00

TypeSH

Market value$17.01M

0.42%

Sole

0.00

Shared

0.00

None

32.00

INTEL CORP

SOLE

COM

Shares477.51K

TypeSH

Market value$16.98M

0.42%

Sole

0.00

Shared

0.00

None

477.51K

BRISTOL-MYERS SQUIBB CO

SOLE

COM

Shares265.30K

TypeSH

Market value$15.40M

0.38%

Sole

0.00

Shared

0.00

None

265.30K

ISHARES TR

SOLE

U.S. FIN SVC ETF

Shares98.20K

TypeSH

Market value$15.19M

0.38%

Sole

0.00

Shared

0.00

None

98.20K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCOTR	COM	9.06M	SH	$1.55B 38.67%	9.06M
ISHARES TRSOLE	CORE S&P500 ETF	937.37K	SH	$402.53M 10.03%	937.37K
ISHARES TRSOLE	RUS 1000 GRW ETF	1.29M	SH	$342.69M 8.54%	1.29M
SPDR S&P 500 ETF TRSOLE	TR UNIT	796.18K	SH	$340.35M 8.48%	796.18K
ISHARES TRSOLE	CORE S&P MCP ETF	863.34K	SH	$215.27M 5.36%	863.34K
ISHARES TRSOLE	CORE S&P SCP ETF	2.12M	SH	$199.67M 4.98%	2.12M
ISHARES TRSOLE	RUS 1000 VAL ETF	620.62K	SH	$94.22M 2.35%	620.62K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	292.32K	SH	$62.09M 1.55%	292.32K
NIKE INCSOLE	CL B	550.74K	SH	$52.66M 1.31%	550.74K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	1.03M	SH	$51.11M 1.27%	1.03M
STARBUCKS CORPSOLE	COM	548.55K	SH	$50.07M 1.25%	548.55K
ELI LILLY & COSOLE	COM	85.78K	SH	$46.08M 1.15%	85.78K
ISHARES TRSOLE	CORE MSCI EAFE	705.12K	SH	$45.37M 1.13%	705.12K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	228.12K	SH	$43.13M 1.07%	228.12K
AMAZON COM INCSOLE	COM	274.10K	SH	$34.84M 0.87%	274.10K
MICROSOFT CORPSOLE	COM	105.98K	SH	$33.46M 0.83%	105.98K
CISCO SYS INCSOLE	COM	465.59K	SH	$25.03M 0.62%	465.59K
ISHARES INCSOLE	CORE MSCI EMKT	391.95K	SH	$18.65M 0.46%	391.95K
ISHARES TRSOLE	MSCI ACWI ETF	201.79K	SH	$18.64M 0.46%	201.79K
MERCK & CO INCSOLE	COM	175.28K	SH	$18.05M 0.45%	175.28K
INVESCO QQQ TRSOLE	UNIT SER 1	50.34K	SH	$18.03M 0.45%	50.34K
BERKSHIRE HATHAWAY INC DELSOLE	CL A	32.00	SH	$17.01M 0.42%	32.00
INTEL CORPSOLE	COM	477.51K	SH	$16.98M 0.42%	477.51K
BRISTOL-MYERS SQUIBB COSOLE	COM	265.30K	SH	$15.40M 0.38%	265.30K
ISHARES TRSOLE	U.S. FIN SVC ETF	98.20K	SH	$15.19M 0.38%	98.20K

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