CHUANG SHUN-CHIH enters NOCERA, INC. with 500K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 1/26/2024ACC: 0001213900-24-006826
Officer· Chief Financial Officer
Since Jun 2020
500K
Baseline shares
100% direct
500K
Direct ownership
1 position
125K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned500K
Total
500K direct500K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 500K | Direct |
| Total | 500K | 500K direct |
Derivative Holdings2
Class A Warrants
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
N/A
Exercise price
0.50
Expiration
—
Exercise window
—
Class A Warrants
DirectUnderlying security
Common Stock
Underlying shares
75K
Shares owned
N/A
Exercise price
0.50
Expiration
—
Exercise window
—
Total
Underlying
125K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Class A Warrants Direct | Common Stock | 0.50 | — | — | 50K | N/A |
| Class A Warrants Direct | Common Stock | 0.50 | — | — | 75K | N/A |
| Total | 125K | 0.00 | ||||