CHU TIMOTHY C (General Counsel & SVP, HR) exercised options at HARMONIC INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/18/2026ACC: 0001193125-26-355787
Officer· General Counsel & SVP, HR
Since Feb 2026
-3.48K
Net shares
Net seller
$48.4K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
9.88K acquired · 13.35K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+9.88K
Price / share
—
Trade value
—
% of position
6.9%
8/15/2026
142.50K→152.38K
Common Stock
Direct
Shares
−3.48K
Price / share
$13.92
Trade value
$48.37K
% of position
2.3%
8/15/2026
152.38K→148.90K
Total
Net shares
+6.40K
Net value
-$48.37K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/15/2026 | M · Option Exercise | +9.88K | — | — | 6.9% | 142.50K | 152.38K |
| Common Stock Direct | 8/15/2026 | F · Tax Withholding | −3.48K | $13.92 | $48.37K | 2.3% | 152.38K | 148.90K |
| Total | +6.40K | -$48.37K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
6.05K shares
Shares
−6.05K
Strike price
0
Held after
12.11K
Exercisable
—
8/15/2026
Restricted Stock Units
Direct
Converts to
Common Stock
3.82K shares
Shares
−3.82K
Strike price
0
Held after
22.94K
Exercisable
—
8/15/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock6.05K shares | 8/15/2026 | M · Option Exercise | −6.05K | 0 | — | 12.11K |
| Restricted Stock Units Direct | Common Stock3.82K shares | 8/15/2026 | M · Option Exercise | −3.82K | 0 | — | 22.94K |