CHONG DAVID CHEUNG HYEN (Executive Vice President -Asia) exercised options at UNIVERSAL ELECTRONICS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/24/2024ACC: 0000101984-24-000085
Officer· Executive Vice President -Asia
Since Jul 2018
-1.43K
Net shares
Net seller
$17.4K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
3.33K acquired · 4.76K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+3.33K
Price / share
—
Trade value
—
% of position
11.8%
5/23/2024
28.29K→31.62K
Common Stock
Direct
Shares
−1.43K
Price / share
$12.15
Trade value
$17.39K
% of position
4.5%
5/23/2024
31.62K→30.19K
Total
Net shares
+1.90K
Net value
-$17.39K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/23/2024 | M · Option Exercise | +3.33K | — | — | 11.8% | 28.29K | 31.62K |
| Common Stock Direct | 5/23/2024 | F · Tax Withholding | −1.43K | $12.15 | $17.39K | 4.5% | 31.62K | 30.19K |
| Total | +1.90K | -$17.39K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
3.33K shares
Shares
−3.33K
Strike price
Held after
22.82K
Exercisable
—
5/23/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock3.33K shares | 5/23/2024 | M · Option Exercise | −3.33K | — | 22.82K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned5.11K
Total
5.11K indirect5.11K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 5.11K | Indirect |
| Total | 5.11K | 5.11K indirect |
Derivative Holdings (Post-Transaction)2
Employee Stock Option (Rt to Buy)
DirectUnderlying security
Common Stock
Underlying shares
33.48K
Shares owned
33.48K
Exercise price
Expiration
—
Exercise window
—
Performance Stock Units
DirectUnderlying security
Common Stock
Underlying shares
14K
Shares owned
14K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
47.48K
Owned
47.48K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Employee Stock Option (Rt to Buy) Direct | Common Stock | — | — | 33.48K | 33.48K | |
| Performance Stock Units Direct | Common Stock | — | — | 14K | 14K | |
| Total | 47.48K | 47.48K | ||||