CHONG DAVID CHEUNG HYEN (Executive Vice President -Asia) exercised options at UNIVERSAL ELECTRONICS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

CHONG DAVID CHEUNG HYEN

Filed: 2/26/2024ACC: 0000101984-24-000039

InsiderCHONG DAVID CHEUNG HYENCIK 1579104

→

IssuerUNIVERSAL ELECTRONICS INCCIK 101984

Officer· Executive Vice President -Asia

Since Jul 2018

-1.47K

Net shares

Net seller

$12.4K

Total sold

Open market trades

0B · 0S

Total transactions

3.13K acquired · 4.60K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+2.15K

Price / share

—

Trade value

—

% of position

8.1%

2/22/2024

26.63K→28.78K

Common Stock

Direct

F · Tax Withholding

−1.01K

Price / share

$8.46

Trade value

$8.57K

% of position

3.5%

2/22/2024

28.78K→27.77K

Common Stock

Direct

M · Option Exercise

+976.00

Price / share

—

Trade value

—

% of position

3.5%

2/25/2024

27.77K→28.75K

Common Stock

Direct

F · Tax Withholding

−460.00

Price / share

$8.42

Trade value

$3.87K

% of position

1.6%

2/25/2024

28.75K→28.29K

Total

Net shares

+1.65K

Net value

-$12.44K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/22/2024	M · Option Exercise	+2.15K	—	—	8.1%	26.63K	28.78K
Common Stock Direct	2/22/2024	F · Tax Withholding	−1.01K	$8.46	$8.57K	3.5%	28.78K	27.77K
Common Stock Direct	2/25/2024	M · Option Exercise	+976.00	—	—	3.5%	27.77K	28.75K
Common Stock Direct	2/25/2024	F · Tax Withholding	−460.00	$8.42	$3.87K	1.6%	28.75K	28.29K
Total			+1.65K		-$12.44K

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

2.15K shares

−2.15K

Strike price

Held after

27.13K

Exercisable

—

2/22/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

976.00 shares

−976.00

Strike price

Held after

26.15K

Exercisable

—

2/25/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock2.15K shares	2/22/2024	M · Option Exercise	−2.15K		—	27.13K
Restricted Stock Units Direct	Common Stock976.00 shares	2/25/2024	M · Option Exercise	−976.00		—	26.15K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned5.11K

Total

5.11K indirect5.11K

Security Title	Shares Owned	Ownership Type
Common Stock	5.11K	Indirect
Total	5.11K	5.11K indirect

Derivative Holdings (Post-Transaction)2

Performance Stock Units

Direct

Underlying security

Common Stock

Underlying shares

14K

Shares owned

14K

Exercise price

Expiration

—

Exercise window

—

Employee Stock Option (Rt to Buy)

Direct

Underlying security

Common Stock

Underlying shares

33.48K

Shares owned

33.48K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

47.48K

Owned

47.48K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Performance Stock Units Direct	Common Stock	—	—	14K	14K
Employee Stock Option (Rt to Buy) Direct	Common Stock	—	—	33.48K	33.48K
Total				47.48K	47.48K