Filed: 10/2/2020ACC: 0001493152-20-018771
DirectorOfficer10% Owner· Chief Executive Officer
Since Dec 2018
+21.18M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
21.18M acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions4
Series A Common Stock Purchase Warrants
Indirect
Converts to
common stock
7M shares
Shares
+7M
Strike price
5.31
Held after
7M
Exercisable
—
9/30/2020
Series B Common Stock Purchase Warrants
Indirect
Converts to
common stock
7M shares
Shares
+7M
Strike price
5.31
Held after
7M
Exercisable
—
9/30/2020
Series C Common Stock Purchase Warrants
Indirect
Converts to
common stock
7M shares
Shares
+7M
Strike price
5.31
Held after
7M
Exercisable
—
9/30/2020
stock options
Direct
Converts to
common stock
175K shares
Shares
+175K
Strike price
5.31
Held after
175K
Exercisable
—
10/1/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A Common Stock Purchase Warrants Indirect | common stock7M shares | 9/30/2020 | A · Award | +7M | 5.31 | — | 7M |
| Series B Common Stock Purchase Warrants Indirect | common stock7M shares | 9/30/2020 | A · Award | +7M | 5.31 | — | 7M |
| Series C Common Stock Purchase Warrants Indirect | common stock7M shares | 9/30/2020 | A · Award | +7M | 5.31 | — | 7M |
| stock options Direct | common stock175K shares | 10/1/2020 | A · Award | +175K | 5.31 | — | 175K |