CHICAGO CAPITAL MANAGEMENT, LLC

Filed: 8/14/2023ACC: 0001062993-23-016313

📋 What this filing means

CHICAGO CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 16 equity positions with a total reported market value of $78.06M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$78.06M

Total AUM (reported)

5.45M

Total Shares

Allocation by class

COM$33.79M43.3%

6% CONV PFD A$9.84M12.6%

COM CL A$9.84M12.6%

SHS$8.08M10.3%

6.50% CONV PFD A$4.09M5.2%

ORD SHS$2.96M3.8%

NOTE 3.250% 5/0$2.90M3.7%

Portfolio Concentration

Top 3$36.52M46.8%

4–10$33.98M43.5%

11–25$7.56M9.7%

Top 3 weight

46.8%

Top 10 weight

90.3%

Voting Authority Distribution

Total shares with voting rights: 5.45M

Sole

Full voting authority

4.26M

% of voting shares78.2%

Shared

Joint voting authority

1.19M

% of voting shares21.8%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole4

Shared0

Other12

Dominant voting typeSole · 78.2% of voting shares

Institutional Holdings16

Rows:

IVERIC BIO INC

OTR

COM

Shares359.56K

TypeSH

Market value$14.15M

18.12%

Sole

277.56K

Shared

82K

None

0.00

LIFE STORAGE INC

OTR

COM

Shares94.24K

TypeSH

Market value$12.53M

16.05%

Sole

72.65K

Shared

21.59K

None

0.00

COHERENT CORP

SOLE

6% CONV PFD A

Shares43.36K

TypeSH

Market value$9.84M

12.61%

Sole

43.36K

Shared

0.00

None

0.00

HORIZON THERAPEUTICS PUB L

OTR

SHS

Shares78.53K

TypeSH

Market value$8.08M

10.35%

Sole

61.06K

Shared

17.47K

None

0.00

FOCUS FINL PARTNERS INC

OTR

COM CL A

Shares153.03K

TypeSH

Market value$8.04M

10.29%

Sole

117.94K

Shared

35.09K

None

0.00

IROBOT CORP

OTR

COM

Shares115.31K

TypeSH

Market value$5.22M

6.68%

Sole

107.70K

Shared

7.61K

None

0.00

SABRE CORP

SOLE

6.50% CONV PFD A

Shares87.08K

TypeSH

Market value$4.09M

5.24%

Sole

87.08K

Shared

0.00

None

0.00

VECTIVBIO HLDG AG

OTR

ORD SHS

Shares173.84K

TypeSH

Market value$2.96M

3.79%

Sole

127.74K

Shared

46.10K

None

0.00

KAMAN CORP

OTR

NOTE 3.250% 5/0

Shares3M

TypePRN

Market value$2.90M

3.71%

Sole

2.31M

Shared

687K

None

0.00

CLARIVATE PLC

SOLE

5.25% PFD CONV A

Shares65.97K

TypeSH

Market value$2.71M

3.47%

Sole

65.97K

Shared

0.00

None

0.00

AES CORP

OTR

UNIT 02/15/2024

Shares29.24K

TypeSH

Market value$2.39M

3.06%

Sole

27.05K

Shared

2.19K

None

0.00

RADIUS GLOBAL INFRASTRCTRE I

OTR

COM CL A

Shares120.91K

TypeSH

Market value$1.80M

2.31%

Sole

93.22K

Shared

27.68K

None

0.00

GREENHILL & CO INC

OTR

COM

Shares112.44K

TypeSH

Market value$1.65M

2.11%

Sole

86.31K

Shared

26.13K

None

0.00

HERBALIFE LTD

OTR

NOTE 2.625% 3/1

Shares1M

TypePRN

Market value$973.1K

1.25%

Sole

766K

Shared

234K

None

0.00

RBC BEARINGS INC

SOLE

5% CNV PFD SR A

Shares4.67K

TypeSH

Market value$495.1K

0.63%

Sole

4.67K

Shared

0.00

None

0.00

SALISBURY BANCORP INC

OTR

COM

Shares10.64K

TypeSH

Market value$252.1K

0.32%

Sole

8.23K

Shared

2.42K

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
IVERIC BIO INCOTR	COM	359.56K	SH	$14.15M 18.12%	277.56K	82K
LIFE STORAGE INCOTR	COM	94.24K	SH	$12.53M 16.05%	72.65K	21.59K
COHERENT CORPSOLE	6% CONV PFD A	43.36K	SH	$9.84M 12.61%	43.36K	0.00
HORIZON THERAPEUTICS PUB LOTR	SHS	78.53K	SH	$8.08M 10.35%	61.06K	17.47K
FOCUS FINL PARTNERS INCOTR	COM CL A	153.03K	SH	$8.04M 10.29%	117.94K	35.09K
IROBOT CORPOTR	COM	115.31K	SH	$5.22M 6.68%	107.70K	7.61K
SABRE CORPSOLE	6.50% CONV PFD A	87.08K	SH	$4.09M 5.24%	87.08K	0.00
VECTIVBIO HLDG AGOTR	ORD SHS	173.84K	SH	$2.96M 3.79%	127.74K	46.10K
KAMAN CORPOTR	NOTE 3.250% 5/0	3M	PRN	$2.90M 3.71%	2.31M	687K
CLARIVATE PLCSOLE	5.25% PFD CONV A	65.97K	SH	$2.71M 3.47%	65.97K	0.00
AES CORPOTR	UNIT 02/15/2024	29.24K	SH	$2.39M 3.06%	27.05K	2.19K
RADIUS GLOBAL INFRASTRCTRE IOTR	COM CL A	120.91K	SH	$1.80M 2.31%	93.22K	27.68K
GREENHILL & CO INCOTR	COM	112.44K	SH	$1.65M 2.11%	86.31K	26.13K
HERBALIFE LTDOTR	NOTE 2.625% 3/1	1M	PRN	$973.1K 1.25%	766K	234K
RBC BEARINGS INCSOLE	5% CNV PFD SR A	4.67K	SH	$495.1K 0.63%	4.67K	0.00
SALISBURY BANCORP INCOTR	COM	10.64K	SH	$252.1K 0.32%	8.23K	2.42K