CHICAGO CAPITAL MANAGEMENT, LLC

Filed: 5/11/2023ACC: 0001062993-23-010832

📋 What this filing means

CHICAGO CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 23 equity positions with a total reported market value of $91.07M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$91.07M

Total AUM (reported)

6.11M

Total Shares

Allocation by class

COM$41.69M45.8%

SHS$13.75M15.1%

6% CONV PFD A$7.46M8.2%

6.50% CONV PFD A$5.46M6.0%

COM CL A$4.95M5.4%

6% DP CONV PFD B$4.63M5.1%

NOTE 3.250% 5/0$2.90M3.2%

Portfolio Concentration

Top 3$35.96M39.5%

4–10$33.10M36.3%

11–25$22.01M24.2%

Top 3 weight

39.5%

Top 10 weight

75.8%

Voting Authority Distribution

Total shares with voting rights: 6.11M

Sole

Full voting authority

4.82M

% of voting shares78.9%

Shared

Joint voting authority

1.29M

% of voting shares21.1%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole6

Shared0

Other17

Dominant voting typeSole · 78.9% of voting shares

Institutional Holdings23

Rows:

OAK STR HEALTH INC

OTR

COM

Shares381.25K

TypeSH

Market value$14.75M

16.19%

Sole

298.25K

Shared

83K

None

0.00

HORIZON THERAPEUTICS PUB L

OTR

SHS

Shares126.03K

TypeSH

Market value$13.75M

15.10%

Sole

98.03K

Shared

28K

None

0.00

COHERENT CORP

SOLE

6% CONV PFD A

Shares42.62K

TypeSH

Market value$7.46M

8.19%

Sole

42.62K

Shared

0.00

None

0.00

PROVENTION BIO INC

OTR

COM

Shares274.51K

TypeSH

Market value$6.62M

7.26%

Sole

211.89K

Shared

62.62K

None

0.00

SABRE CORP

SOLE

6.50% CONV PFD A

Shares87.08K

TypeSH

Market value$5.46M

6.00%

Sole

87.08K

Shared

0.00

None

0.00

CARDIOVASCULAR SYS INC DEL

OTR

COM

Shares257.19K

TypeSH

Market value$5.11M

5.61%

Sole

198.59K

Shared

58.60K

None

0.00

IROBOT CORP

OTR

COM

Shares115K

TypeSH

Market value$5.02M

5.51%

Sole

107.46K

Shared

7.54K

None

0.00

BECTON DICKINSON & CO

SOLE

6% DP CONV PFD B

Shares93.15K

TypeSH

Market value$4.63M

5.09%

Sole

93.15K

Shared

0.00

None

0.00

FOCUS FINL PARTNERS INC

OTR

COM CL A

Shares61.22K

TypeSH

Market value$3.18M

3.49%

Sole

47.20K

Shared

14.02K

None

0.00

MAXAR TECHNOLOGIES INC

OTR

COM

Shares60.60K

TypeSH

Market value$3.09M

3.40%

Sole

46.66K

Shared

13.94K

None

0.00

KAMAN CORP

OTR

NOTE 3.250% 5/0

Shares3M

TypePRN

Market value$2.90M

3.18%

Sole

2.31M

Shared

687K

None

0.00

CLARIVATE PLC

SOLE

5.25% PFD CONV A

Shares65.97K

TypeSH

Market value$2.71M

2.98%

Sole

65.97K

Shared

0.00

None

0.00

AES CORP

OTR

UNIT 02/15/2024

Shares29.24K

TypeSH

Market value$2.62M

2.87%

Sole

27.05K

Shared

2.19K

None

0.00

INDUS REALTY TRUST INC

OTR

COM

Shares38.83K

TypeSH

Market value$2.57M

2.83%

Sole

29.93K

Shared

8.91K

None

0.00

LIMESTONE BANCORP INC

OTR

COM

Shares101.88K

TypeSH

Market value$2.27M

2.50%

Sole

85.70K

Shared

16.18K

None

0.00

FIRST HORIZON CORPORATION

OTR

COM

Shares112.71K

TypeSH

Market value$2.00M

2.20%

Sole

100.33K

Shared

12.38K

None

0.00

RADIUS GLOBAL INFRASTRCTRE I

OTR

COM CL A

Shares120.91K

TypeSH

Market value$1.77M

1.95%

Sole

93.22K

Shared

27.68K

None

0.00

TRAVELCENTERS OF AMERICA INC

OTR

COM NEW

Shares19.10K

TypeSH

Market value$1.65M

1.81%

Sole

14.74K

Shared

4.36K

None

0.00

KIMBALL INTL INC

OTR

CL B

Shares100.83K

TypeSH

Market value$1.25M

1.37%

Sole

77.79K

Shared

23.04K

None

0.00

HERBALIFE NUTRITION LTD

OTR

NOTE 2.625% 3/1

Shares1M

TypePRN

Market value$950.1K

1.04%

Sole

766K

Shared

234K

None

0.00

RBC BEARINGS INC

SOLE

5% CNV PFD SR A

Shares4.67K

TypeSH

Market value$526.4K

0.58%

Sole

4.67K

Shared

0.00

None

0.00

BOSTON SCIENTIFIC CORP

SOLE

5.50% CNV PFD A

Shares4.31K

TypeSH

Market value$521.9K

0.57%

Sole

4.31K

Shared

0.00

None

0.00

SALISBURY BANCORP INC

OTR

COM

Shares10.64K

TypeSH

Market value$256.4K

0.28%

Sole

8.23K

Shared

2.42K

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
OAK STR HEALTH INCOTR	COM	381.25K	SH	$14.75M 16.19%	298.25K	83K
HORIZON THERAPEUTICS PUB LOTR	SHS	126.03K	SH	$13.75M 15.10%	98.03K	28K
COHERENT CORPSOLE	6% CONV PFD A	42.62K	SH	$7.46M 8.19%	42.62K	0.00
PROVENTION BIO INCOTR	COM	274.51K	SH	$6.62M 7.26%	211.89K	62.62K
SABRE CORPSOLE	6.50% CONV PFD A	87.08K	SH	$5.46M 6.00%	87.08K	0.00
CARDIOVASCULAR SYS INC DELOTR	COM	257.19K	SH	$5.11M 5.61%	198.59K	58.60K
IROBOT CORPOTR	COM	115K	SH	$5.02M 5.51%	107.46K	7.54K
BECTON DICKINSON & COSOLE	6% DP CONV PFD B	93.15K	SH	$4.63M 5.09%	93.15K	0.00
FOCUS FINL PARTNERS INCOTR	COM CL A	61.22K	SH	$3.18M 3.49%	47.20K	14.02K
MAXAR TECHNOLOGIES INCOTR	COM	60.60K	SH	$3.09M 3.40%	46.66K	13.94K
KAMAN CORPOTR	NOTE 3.250% 5/0	3M	PRN	$2.90M 3.18%	2.31M	687K
CLARIVATE PLCSOLE	5.25% PFD CONV A	65.97K	SH	$2.71M 2.98%	65.97K	0.00
AES CORPOTR	UNIT 02/15/2024	29.24K	SH	$2.62M 2.87%	27.05K	2.19K
INDUS REALTY TRUST INCOTR	COM	38.83K	SH	$2.57M 2.83%	29.93K	8.91K
LIMESTONE BANCORP INCOTR	COM	101.88K	SH	$2.27M 2.50%	85.70K	16.18K
FIRST HORIZON CORPORATIONOTR	COM	112.71K	SH	$2.00M 2.20%	100.33K	12.38K
RADIUS GLOBAL INFRASTRCTRE IOTR	COM CL A	120.91K	SH	$1.77M 1.95%	93.22K	27.68K
TRAVELCENTERS OF AMERICA INCOTR	COM NEW	19.10K	SH	$1.65M 1.81%	14.74K	4.36K
KIMBALL INTL INCOTR	CL B	100.83K	SH	$1.25M 1.37%	77.79K	23.04K
HERBALIFE NUTRITION LTDOTR	NOTE 2.625% 3/1	1M	PRN	$950.1K 1.04%	766K	234K
RBC BEARINGS INCSOLE	5% CNV PFD SR A	4.67K	SH	$526.4K 0.58%	4.67K	0.00
BOSTON SCIENTIFIC CORPSOLE	5.50% CNV PFD A	4.31K	SH	$521.9K 0.57%	4.31K	0.00
SALISBURY BANCORP INCOTR	COM	10.64K	SH	$256.4K 0.28%	8.23K	2.42K