CHEUNG CHIYUE (Chief Operating Officer) exercised options at NEOPHOTONICS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 8/2/2022ACC: 0001227025-22-000136
Officer· Chief Operating Officer
Since Jul 2018
-12.67K
Net shares
Net seller
$202.7K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
12.67K acquired · 25.33K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+2.67K
Price / share
—
Trade value
—
% of position
New position
7/30/2022
0.00→2.67K
Common Stock
Direct
Shares
+10K
Price / share
—
Trade value
—
% of position
375.1%
7/30/2022
2.67K→12.67K
Common Stock
Direct
Shares
−10K
Price / share
$16.00
Trade value
$160K
% of position
79.0%
7/30/2022
12.67K→2.67K
Common Stock
Direct
Shares
−2.67K
Price / share
$16.00
Trade value
$42.66K
% of position
New position
7/30/2022
2.67K→0.00
Total
Net shares
+0.00
Net value
-$202.66K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/30/2022 | M · Option Exercise | +2.67K | — | — | New position | 0.00 | 2.67K |
| Common Stock Direct | 7/30/2022 | M · Option Exercise | +10K | — | — | 375.1% | 2.67K | 12.67K |
| Common Stock Direct | 7/30/2022 | D · Disposition | −10K | $16.00 | $160K | 79.0% | 12.67K | 2.67K |
| Common Stock Direct | 7/30/2022 | D · Disposition | −2.67K | $16.00 | $42.66K | New position | 2.67K | 0.00 |
| Total | +0.00 | -$202.66K | ||||||
Derivative Transactions2
Restricted Stock Units (right to acquire)
Direct
Converts to
Common Stock
2.67K shares
Shares
−2.67K
Strike price
0.0
Held after
0.00
Exercisable
—
7/30/2022
Restricted Stock Units (right to acquire)
Direct
Converts to
Common Stock
10K shares
Shares
−10K
Strike price
0.0
Held after
10K
Exercisable
—
7/30/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units (right to acquire) Direct | Common Stock2.67K shares | 7/30/2022 | M · Option Exercise | −2.67K | 0.0 | — | 0.00 |
| Restricted Stock Units (right to acquire) Direct | Common Stock10K shares | 7/30/2022 | M · Option Exercise | −10K | 0.0 | — | 10K |