CHEUNG CHIYUE (Chief Operating Officer) exercised options at NEOPHOTONICS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/22/2022ACC: 0001227025-22-000114
Officer· Chief Operating Officer
Since Jul 2018
-13.47K
Net shares
Net seller
$211.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
13.47K acquired · 26.95K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+13.47K
Price / share
—
Trade value
—
% of position
New position
7/20/2022
0.00→13.47K
Common Stock
Direct
Shares
−13.47K
Price / share
$15.73
Trade value
$211.92K
% of position
New position
7/20/2022
13.47K→0.00
Total
Net shares
+0.00
Net value
-$211.92K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/20/2022 | M · Option Exercise | +13.47K | — | — | New position | 0.00 | 13.47K |
| Common Stock Direct | 7/20/2022 | D · Disposition | −13.47K | $15.73 | $211.92K | New position | 13.47K | 0.00 |
| Total | +0.00 | -$211.92K | ||||||
Derivative Transactions1
Restricted Stock Units (right to acquire)
Direct
Converts to
Common Stock
13.47K shares
Shares
−13.47K
Strike price
0.0
Held after
40.42K
Exercisable
—
7/20/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units (right to acquire) Direct | Common Stock13.47K shares | 7/20/2022 | M · Option Exercise | −13.47K | 0.0 | — | 40.42K |