CHEUNG CHIYUE (Chief Operating Officer) exercised options at NEOPHOTONICS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/6/2022ACC: 0001227025-22-000088
Officer· Chief Operating Officer
Since Jul 2018
-16.25K
Net shares
Net seller
$254.0K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
16.25K acquired · 32.50K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+16.25K
Price / share
—
Trade value
—
% of position
New position
7/1/2022
0.00→16.25K
Common Stock
Direct
Shares
−16.25K
Price / share
$15.63
Trade value
$253.97K
% of position
New position
7/1/2022
16.25K→0.00
Total
Net shares
+0.00
Net value
-$253.97K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/1/2022 | M · Option Exercise | +16.25K | — | — | New position | 0.00 | 16.25K |
| Common Stock Direct | 7/1/2022 | D · Disposition | −16.25K | $15.63 | $253.97K | New position | 16.25K | 0.00 |
| Total | +0.00 | -$253.97K | ||||||
Derivative Transactions1
Restricted Stock Units (right to acquire)
Direct
Converts to
Common Stock
16.25K shares
Shares
−16.25K
Strike price
0.0
Held after
0.00
Exercisable
—
7/1/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units (right to acquire) Direct | Common Stock16.25K shares | 7/1/2022 | M · Option Exercise | −16.25K | 0.0 | — | 0.00 |