CHESSMAN FRANK THOMAS enters ALKALINE WATER CO INC with 550K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 3/1/2023ACC: 0001567619-23-004092
Officer· President and CEO
Since Feb 2023
550K
Baseline shares
100% direct
550K
Direct ownership
1 position
1.62M
Derivative underlying
5 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned550K
Total
550K direct550K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 550K | Direct |
| Total | 550K | 550K direct |
Derivative Holdings5
Stock Options
DirectUnderlying security
Common
Underlying shares
246K
Shares owned
N/A
Exercise price
0.52
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common
Underlying shares
375K
Shares owned
N/A
Exercise price
0.25
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common
Underlying shares
500K
Shares owned
N/A
Exercise price
0.51
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common
Underlying shares
200K
Shares owned
N/A
Exercise price
1.09
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common
Underlying shares
300K
Shares owned
N/A
Exercise price
0.53
Expiration
—
Exercise window
—
Total
Underlying
1.62M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common | 0.52 | — | — | 246K | N/A |
| Stock Options Direct | Common | 0.25 | — | — | 375K | N/A |
| Stock Options Direct | Common | 0.51 | — | — | 500K | N/A |
| Stock Options Direct | Common | 1.09 | — | — | 200K | N/A |
| Stock Options Direct | Common | 0.53 | — | — | 300K | N/A |
| Total | 1.62M | 0.00 | ||||