CHENG YIN-CHIEH enters NOCERA, INC. with 5.25M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 1/31/2019ACC: 0001065949-19-000016
DirectorOfficer· CFO and Chairman
Since Dec 2018
5.25M
Baseline shares
100% direct
5.25M
Direct ownership
1 position
5M
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned5.25M
Total
5.25M direct5.25M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 5.25M | Direct |
| Total | 5.25M | 5.25M direct |
Derivative Holdings1
Class "A" Warrants
DirectUnderlying security
Common Stock
Underlying shares
5M
Shares owned
N/A
Exercise price
0.5
Expiration
—
Exercise window
—
Total
Underlying
5M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Class "A" Warrants Direct | Common Stock | 0.5 | — | — | 5M | N/A |
| Total | 5M | 0.00 | ||||