CHEN THOMAS C enters NEONC TECHNOLOGIES HOLDINGS, INC. with 4.59M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 3/25/2025ACC: 0001013762-25-002221
DirectorOfficer10% Owner· CEO
Since Mar 2025
4.59M
Baseline shares
12% direct
545.80K
Direct ownership
1 position
266.67K
Derivative underlying
1 instrument
5
Security positions
4.04M indirect
Non-Derivative Holdings5
Common Stock
IndirectShares owned2.83M
Common Stock
IndirectShares owned93.25K
Common Stock
DirectShares owned545.80K
Common Stock
IndirectShares owned888.15K
Common Stock
IndirectShares owned224.86K
Total
545.80K direct·4.04M indirect4.59M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.83M | Indirect |
| Common Stock | 93.25K | Indirect |
| Common Stock | 545.80K | Direct |
| Common Stock | 888.15K | Indirect |
| Common Stock | 224.86K | Indirect |
| Total | 4.59M | 545.80K direct·4.04M indirect |
Derivative Holdings1
Common Stock
DirectUnderlying security
Common Stock
Underlying shares
266.67K
Shares owned
N/A
Exercise price
0
Expiration
—
Exercise window
—
Total
Underlying
266.67K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Stock Direct | Common Stock | 0 | — | — | 266.67K | N/A |
| Total | 266.67K | 0.00 | ||||