CHEATUM LORA S (Sr. VP - Human Resources) reported 2 transactions at KANSAS CITY SOUTHERN
Review the transaction codes below to understand the nature of each event.
Filed: 12/15/2021ACC: 0001062993-21-012945
Officer· Sr. VP - Human Resources
Since Jan 2019
-23.57K
Net shares
Net seller
$164.8K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
23.57K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−567.00
Price / share
$290.71
Trade value
$164.83K
% of position
3.2%
12/14/2021
17.73K→17.16K
Common Stock
Direct
Shares
−17.16K
Price / share
—
Trade value
—
% of position
New position
12/14/2021
17.16K→0.00
Total
Net shares
−17.73K
Net value
-$164.83K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/14/2021 | F · Tax Withholding | −567.00 | $290.71 | $164.83K | 3.2% | 17.73K | 17.16K |
| Common Stock Direct | 12/14/2021 | D · Disposition | −17.16K | — | — | New position | 17.16K | 0.00 |
| Total | −17.73K | -$164.83K | ||||||
Derivative Transactions3
Employee Stock Option (Right to Buy)
Direct
Converts to
Common Stock
1.02K shares
Shares
−1.02K
Strike price
110.13
Held after
0.00
Exercisable
—
12/14/2021
Employee Stock Option (Right to Buy)
Direct
Converts to
Common Stock
2.70K shares
Shares
−2.70K
Strike price
171.86
Held after
0.00
Exercisable
—
12/14/2021
Employee Stock Option (Right to Buy)
Direct
Converts to
Common Stock
2.13K shares
Shares
−2.13K
Strike price
211.1
Held after
0.00
Exercisable
—
12/14/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) Direct | Common Stock1.02K shares | 12/14/2021 | D · Disposition | −1.02K | 110.13 | — | 0.00 |
| Employee Stock Option (Right to Buy) Direct | Common Stock2.70K shares | 12/14/2021 | D · Disposition | −2.70K | 171.86 | — | 0.00 |
| Employee Stock Option (Right to Buy) Direct | Common Stock2.13K shares | 12/14/2021 | D · Disposition | −2.13K | 211.1 | — | 0.00 |