CHAVEZ RYAN DANIEL (CFO and General Counsel) received a stock award from ASTERIAS BIOTHERAPEUTICS, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 3/5/2019ACC: 0001140361-19-004430
Officer· CFO and General Counsel
Since Jan 2019
+100.79K
Net shares
Net buyer
$42.2K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
145.26K acquired · 44.47K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+145.26K
Price / share
—
Trade value
—
% of position
93.9%
3/1/2019
154.72K→299.98K
Common Stock
Direct
Shares
−44.47K
Price / share
$0.95
Trade value
$42.25K
% of position
14.8%
3/1/2019
299.98K→255.51K
Total
Net shares
+100.79K
Net value
-$42.25K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/1/2019 | A · Award | +145.26K | — | — | 93.9% | 154.72K | 299.98K |
| Common Stock Direct | 3/1/2019 | F · Tax Withholding | −44.47K | $0.95 | $42.25K | 14.8% | 299.98K | 255.51K |
| Total | +100.79K | -$42.25K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
380K
Shares owned
380K
Exercise price
2.91
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
150K
Shares owned
150K
Exercise price
1.95
Expiration
—
Exercise window
—
Total
Underlying
530K
Owned
530K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock | 2.91 | — | — | 380K | 380K |
| Stock Options Direct | Common Stock | 1.95 | — | — | 150K | 150K |
| Total | 530K | 530K | ||||