CHAVEZ RYAN DANIEL (CFO and General Counsel) reported 1 transaction at ASTERIAS BIOTHERAPEUTICS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 1/4/2019ACC: 0001140361-19-000392
Officer· CFO and General Counsel
Since Jan 2019
-20.44K
Net shares
Net seller
$13.9K
Total sold
0
Open market trades
0B · 0S
1
Total transactions
20.44K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−20.44K
Price / share
$0.68
Trade value
$13.90K
% of position
11.7%
1/2/2019
175.16K→154.72K
Total
Net shares
−20.44K
Net value
-$13.90K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/2/2019 | F · Tax Withholding | −20.44K | $0.68 | $13.90K | 11.7% | 175.16K | 154.72K |
| Total | −20.44K | -$13.90K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
150K
Shares owned
150K
Exercise price
1.95
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
380K
Shares owned
380K
Exercise price
2.91
Expiration
—
Exercise window
—
Total
Underlying
530K
Owned
530K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 1.95 | — | — | 150K | 150K |
| Stock Option Direct | Common Stock | 2.91 | — | — | 380K | 380K |
| Total | 530K | 530K | ||||