CHARITON LAWRENCE exercised options at SURGE COMPONENTS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/26/2018ACC: 0001213900-18-016541
-20.50K
Net shares
Net seller
$20.5K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
25K acquired · 45.50K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+25K
Price / share
$0.82
Trade value
$20.50K
% of position
19.5%
11/21/2018
128.07K→153.07K
Common Stock
Direct
Shares
−20.50K
Price / share
$1.00
Trade value
$20.50K
% of position
13.4%
11/21/2018
153.07K→132.57K
Total
Net shares
+4.50K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/21/2018 | M · Option Exercise | +25K | $0.82 | $20.50K | 19.5% | 128.07K | 153.07K |
| Common Stock Direct | 11/21/2018 | F · Tax Withholding | −20.50K | $1.00 | $20.50K | 13.4% | 153.07K | 132.57K |
| Total | +4.50K | $0.00 | ||||||
Derivative Transactions1
Stock Option
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
0.82
Held after
0.00
Exercisable
—
11/21/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock25K shares | 11/21/2018 | M · Option Exercise | −25K | 0.82 | — | 0.00 |