Filed: 12/22/2022ACC: 0001104659-22-129549
Officer· Sr. Managing Dir./Head of M&A
Since Dec 2019
-1.93K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
1.93K disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Common Units in Focus Financial Partners, LLC
Direct
Converts to
Class A Common Stock
1.93K shares
Shares
−1.93K
Strike price
Held after
13.61K
Exercisable
—
12/22/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Units in Focus Financial Partners, LLC Direct | Class A Common Stock1.93K shares | 12/22/2022 | F · Tax Withholding | −1.93K | — | 13.61K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Common Units in Focus Financial Partners, LLC
DirectUnderlying security
Class A Common Stock
Underlying shares
14.13K
Shares owned
14.13K
Exercise price
Expiration
—
Exercise window
—
Common Units in Focus Financial Partners, LLC
DirectUnderlying security
Class A Common Stock
Underlying shares
5.57K
Shares owned
5.57K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
19.70K
Owned
19.70K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Units in Focus Financial Partners, LLC Direct | Class A Common Stock | — | — | 14.13K | 14.13K | |
| Common Units in Focus Financial Partners, LLC Direct | Class A Common Stock | — | — | 5.57K | 5.57K | |
| Total | 19.70K | 19.70K | ||||