CHAN IAN enters ABPRO CORP with 6.36M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 5/10/2018ACC: 0001209191-18-029383
DirectorOfficer10% Owner· CEO & Chairman
Since May 2018
6.36M
Baseline shares
84% direct
5.32M
Direct ownership
1 position
343.95K
Derivative underlying
4 instruments
4
Security positions
1.04M indirect
Non-Derivative Holdings4
Common Stock
DirectShares owned5.32M
Common Stock
IndirectShares owned278.06K
Common Stock
IndirectShares owned482.86K
Common Stock
IndirectShares owned278.06K
Total
5.32M direct·1.04M indirect6.36M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 5.32M | Direct |
| Common Stock | 278.06K | Indirect |
| Common Stock | 482.86K | Indirect |
| Common Stock | 278.06K | Indirect |
| Total | 6.36M | 5.32M direct·1.04M indirect |
Derivative Holdings4
Stock Option (Right to Buy)
IndirectUnderlying security
Common Stock
Underlying shares
25.34K
Shares owned
N/A
Exercise price
2.22
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
253.44K
Shares owned
N/A
Exercise price
0.48
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
IndirectUnderlying security
Common Stock
Underlying shares
54.31K
Shares owned
N/A
Exercise price
0.48
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
IndirectUnderlying security
Common Stock
Underlying shares
10.86K
Shares owned
N/A
Exercise price
2.87
Expiration
—
Exercise window
—
Total
Underlying
343.95K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Indirect | Common Stock | 2.22 | — | — | 25.34K | N/A |
| Stock Option (Right to Buy) Direct | Common Stock | 0.48 | — | — | 253.44K | N/A |
| Stock Option (Right to Buy) Indirect | Common Stock | 0.48 | — | — | 54.31K | N/A |
| Stock Option (Right to Buy) Indirect | Common Stock | 2.87 | — | — | 10.86K | N/A |
| Total | 343.95K | 0.00 | ||||